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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$633M
AUM Growth
+$35.5M
Cap. Flow
-$3.27M
Cap. Flow %
-0.52%
Top 10 Hldgs %
51.56%
Holding
477
New
4
Increased
41
Reduced
39
Closed
360

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$31.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$19.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.2M
4
BSJP
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
+$788K
5
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$687K

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$19.5M
2
PFFD icon
Global X US Preferred ETF
PFFD
+$9.81M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.79M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$4.63M
5
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 1.72%
2 Healthcare 0.59%
3 Industrials 0.39%
4 Financials 0.37%
5 Consumer Discretionary 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNVC icon
326
NanoViricides
NNVC
$38.8M
– –
-200
Closed -$268
NOBL icon
327
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
– –
-3,824
Closed -$169K
NOC icon
328
Northrop Grumman
NOC
$78.4B
– –
-94
Closed -$41.4K
NOW icon
329
ServiceNow
NOW
$122B
– –
-10
Closed -$1.12K
NSC icon
330
Norfolk Southern
NSC
$76.7B
– –
-131
Closed -$25.8K
NTAP icon
331
NetApp
NTAP
$37.4B
– –
-1,959
Closed -$149K
NUE icon
332
Nucor
NUE
$62.4B
– –
-53
Closed -$8.29K
NULV icon
333
Nuveen ESG Large-Cap Value ETF
NULV
$2.26B
– –
-414
Closed -$13.9K
NVO
334
Novo Nordisk
NVO
$196B
– –
-128
Closed -$11.6K
NVR icon
335
NVR
NVR
$16.8B
– –
-1
Closed -$5.96K
NVS icon
336
Novartis
NVS
$291B
– –
-43
Closed -$4.38K
O icon
337
Realty Income
O
$58.7B
– –
-2,336
Closed -$117K
ODFL icon
338
Old Dominion Freight Line
ODFL
$45.6B
– –
-296
Closed -$60.6K
OEF icon
339
iShares S&P 100 ETF
OEF
$20.5B
– –
-50
Closed -$10K
OFLX icon
340
Omega Flex
OFLX
$311M
– –
-450
Closed -$35.4K
OGE icon
341
OGE Energy
OGE
$9.79B
– –
-1,438
Closed -$47.9K
ON icon
342
ON Semiconductor
ON
$31.4B
– –
-200
Closed -$18.6K
ONON icon
343
On Holding
ONON
$12.5B
– –
-1,000
Closed -$27.8K
ONL
344
Orion Office REIT
ONL
$154M
– –
-43
Closed -$224
ORI icon
345
Old Republic International
ORI
$10.5B
– –
-315
Closed -$8.49K
OTIS icon
346
Otis Worldwide
OTIS
$28B
– –
-372
Closed -$29.8K
OVV icon
347
Ovintiv
OVV
$16.8B
– –
-2
Closed -$95
OXSQ icon
348
Oxford Square Capital
OXSQ
$158M
– –
-500
Closed -$1.5K
OXY.WS icon
349
Occidental Petroleum Corp Warrants
OXY.WS
$31B
– –
-338
Closed -$14.6K
PATH icon
350
UiPath
PATH
$7.31B
– –
-200
Closed -$3.42K
12 13
14
15 16

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YEPX
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CCM
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FWA
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VIM
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HB
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PWS
Pursuit Wealth Strategies Raleigh, North Carolina $72M AUM
RCM
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RC
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Flaharty Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Flaharty Asset Management held 477 positions worth $633M, up 5.9% from $598M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management's Q4 2023 filing shows 4 new, 41 increased, 39 reduced and 360 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

  • Flaharty Asset Management's largest Q4 2023 buy was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M.
  • Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Energy ETF in Q4 2023, an estimated $19.2M increase.
  • Flaharty Asset Management's biggest Q4 2023 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $19.5M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $1.29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $633M portfolio in Q4 2023.
  • Flaharty Asset Management opened 4 new positions and closed 360 in Q4 2023.
  • Flaharty Asset Management's portfolio value rose 5.9% quarter-over-quarter to $633M.

Based on Flaharty Asset Management's 13F filing for Q4 2023, filed 5 Feb 2024.