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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$633M
AUM Growth
+$35.5M
Cap. Flow
-$3.27M
Cap. Flow %
-0.52%
Top 10 Hldgs %
51.56%
Holding
477
New
4
Increased
41
Reduced
39
Closed
360

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$31.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$19.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.2M
4
BSJP
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
+$788K
5
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$687K

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$19.5M
2
PFFD icon
Global X US Preferred ETF
PFFD
+$9.81M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.79M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$4.63M
5
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 1.72%
2 Healthcare 0.59%
3 Industrials 0.39%
4 Financials 0.37%
5 Consumer Discretionary 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
301
Lam Research
LRCX
$398B
– –
-880
Closed -$55.2K
LULU icon
302
lululemon athletica
LULU
$14B
– –
-68
Closed -$26.2K
MA icon
303
Mastercard
MA
$500B
– –
-56
Closed -$22.2K
MCK icon
304
McKesson
MCK
$96.8B
– –
-8
Closed -$3.48K
MDT icon
305
Medtronic
MDT
$111B
– –
-105
Closed -$8.23K
MDY icon
306
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
– –
-278
Closed -$127K
MET icon
307
MetLife
MET
$62B
– –
-1,087
Closed -$68.4K
META icon
308
Meta Platforms (Facebook)
META
$1.5T
– –
-355
Closed -$107K
MGK icon
309
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
– –
-250
Closed -$11.3K
MJ icon
310
Amplify Alternative Harvest ETF
MJ
$104M
– –
-63
Closed -$2.77K
MKTX icon
311
MarketAxess Holdings
MKTX
$5.71B
– –
-28
Closed -$5.98K
MMM icon
312
3M
MMM
$91.4B
– –
-20
Closed -$1.59K
MO icon
313
Altria Group
MO
$114B
– –
-377
Closed -$15.9K
MPC icon
314
Marathon Petroleum
MPC
$89.6B
– –
-65
Closed -$9.84K
MRK icon
315
Merck
MRK
$316B
– –
-1,607
Closed -$165K
MRVL icon
316
Marvell Technology
MRVL
$196B
– –
-255
Closed -$13.8K
MS icon
317
Morgan Stanley
MS
$332B
– –
-271
Closed -$22.1K
MSA icon
318
Mine Safety
MSA
$7.42B
– –
-91
Closed -$14.3K
MSCI icon
319
MSCI
MSCI
$41.8B
– –
-11
Closed -$5.65K
MUNI icon
320
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
– –
-368
Closed -$18.4K
NBTB icon
321
NBT Bancorp
NBTB
$2.75B
– –
-100
Closed -$3.17K
NCLH icon
322
Norwegian Cruise Line
NCLH
$9.07B
– –
-200
Closed -$3.3K
NET icon
323
Cloudflare
NET
$100B
– –
-900
Closed -$56.7K
NFLX icon
324
Netflix
NFLX
$306B
– –
-370
Closed -$14K
NKE icon
325
Nike
NKE
$63.3B
– –
-189
Closed -$18.1K
11 12
13
14 15

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YEPX
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CCM
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FWA
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VIM
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HB
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PWS
Pursuit Wealth Strategies Raleigh, North Carolina $72M AUM
RCM
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RC
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Flaharty Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Flaharty Asset Management held 477 positions worth $633M, up 5.9% from $598M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management's Q4 2023 filing shows 4 new, 41 increased, 39 reduced and 360 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

  • Flaharty Asset Management's largest Q4 2023 buy was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M.
  • Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Energy ETF in Q4 2023, an estimated $19.2M increase.
  • Flaharty Asset Management's biggest Q4 2023 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $19.5M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $1.29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $633M portfolio in Q4 2023.
  • Flaharty Asset Management opened 4 new positions and closed 360 in Q4 2023.
  • Flaharty Asset Management's portfolio value rose 5.9% quarter-over-quarter to $633M.

Based on Flaharty Asset Management's 13F filing for Q4 2023, filed 5 Feb 2024.