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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$633M
AUM Growth
+$35.5M
Cap. Flow
-$3.27M
Cap. Flow %
-0.52%
Top 10 Hldgs %
51.56%
Holding
477
New
4
Increased
41
Reduced
39
Closed
360

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$31.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$19.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.2M
4
BSJP
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
+$788K
5
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$687K

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$19.5M
2
PFFD icon
Global X US Preferred ETF
PFFD
+$9.81M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.79M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$4.63M
5
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 1.72%
2 Healthcare 0.59%
3 Industrials 0.39%
4 Financials 0.37%
5 Consumer Discretionary 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVW icon
276
iShares S&P 500 Growth ETF
IVW
$77.3B
– –
-334
Closed -$22.9K
IWS icon
277
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
– –
-556
Closed -$58K
IXN icon
278
iShares Global Tech ETF
IXN
$8.81B
– –
-795
Closed -$46K
IYH icon
279
iShares US Healthcare ETF
IYH
$3.48B
– –
-775
Closed -$41.9K
IYR icon
280
iShares US Real Estate ETF
IYR
$4.65B
– –
-470
Closed -$36.7K
JCI icon
281
Johnson Controls International
JCI
$93.9B
– –
-301
Closed -$16K
JOBY icon
282
Joby Aviation
JOBY
$7.72B
– –
-8,000
Closed -$51.6K
KD icon
283
Kyndryl
KD
$3.07B
– –
-67
Closed -$1.01K
KEYS icon
284
Keysight
KEYS
$58.1B
– –
-200
Closed -$26.5K
KKR icon
285
KKR & Co
KKR
$93.6B
– –
-180
Closed -$11.1K
KMB icon
286
Kimberly-Clark
KMB
$36.7B
– –
-783
Closed -$94.6K
KMX icon
287
CarMax
KMX
$7.99B
– –
-25
Closed -$1.77K
KO icon
288
Coca-Cola
KO
$374B
– –
-674
Closed -$37.7K
KR icon
289
Kroger
KR
$34.8B
– –
-62
Closed -$2.77K
KSS icon
290
Kohl's
KSS
$2.27B
– –
-45
Closed -$943
LBRDK icon
291
Liberty Broadband Class C
LBRDK
$5.1B
– –
-27
Closed -$2.47K
LBTYA icon
292
Liberty Global Class A
LBTYA
$3.6B
– –
-106
Closed -$1.81K
LHX icon
293
L3Harris
LHX
$53.1B
– –
-27
Closed -$4.7K
LIT icon
294
Global X Lithium & Battery Tech ETF
LIT
$1.57B
– –
-200
Closed -$11K
LITE icon
295
Lumentum
LITE
$66.1B
– –
-125
Closed -$5.65K
LKQ icon
296
LKQ Corp
LKQ
$6.07B
– –
-2,000
Closed -$99K
LMT icon
297
Lockheed Martin
LMT
$135B
– –
-10
Closed -$4.09K
LNG icon
298
Cheniere Energy
LNG
$53.8B
– –
-47
Closed -$7.8K
LOW icon
299
Lowe's Companies
LOW
$123B
– –
-275
Closed -$57.2K
LPLA icon
300
LPL Financial
LPLA
$28.4B
– –
-128
Closed -$30.4K
10 11
12
13 14

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FWA
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VIM
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HB
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PWS
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RCM
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Flaharty Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Flaharty Asset Management held 477 positions worth $633M, up 5.9% from $598M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management's Q4 2023 filing shows 4 new, 41 increased, 39 reduced and 360 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

  • Flaharty Asset Management's largest Q4 2023 buy was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M.
  • Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Energy ETF in Q4 2023, an estimated $19.2M increase.
  • Flaharty Asset Management's biggest Q4 2023 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $19.5M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $1.29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $633M portfolio in Q4 2023.
  • Flaharty Asset Management opened 4 new positions and closed 360 in Q4 2023.
  • Flaharty Asset Management's portfolio value rose 5.9% quarter-over-quarter to $633M.

Based on Flaharty Asset Management's 13F filing for Q4 2023, filed 5 Feb 2024.