We are live on ! Find out more
FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$633M
AUM Growth
+$35.5M
Cap. Flow
-$3.27M
Cap. Flow %
-0.52%
Top 10 Hldgs %
51.56%
Holding
477
New
4
Increased
41
Reduced
39
Closed
360

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$31.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$19.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.2M
4
BSJP
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
+$788K
5
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$687K

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$19.5M
2
PFFD icon
Global X US Preferred ETF
PFFD
+$9.81M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.79M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$4.63M
5
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 1.72%
2 Healthcare 0.59%
3 Industrials 0.39%
4 Financials 0.37%
5 Consumer Discretionary 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPE icon
226
First Trust Preferred Securities and Income ETF
FPE
$6.35B
– –
-13,188
Closed -$211K
FSK icon
227
FS KKR Capital
FSK
$3.21B
– –
-4,046
Closed -$79.7K
FTCS icon
228
First Trust Capital Strength ETF
FTCS
$7.92B
– –
-54
Closed -$3.94K
FTEC icon
229
Fidelity MSCI Information Technology Index ETF
FTEC
$21.1B
– –
-9
Closed -$1.11K
FTNT icon
230
Fortinet
FTNT
$123B
– –
-650
Closed -$38.1K
FV icon
231
First Trust Dorsey Wright Focus 5 ETF
FV
$3.75B
– –
-1,200
Closed -$53.2K
FVD icon
232
First Trust Value Line Dividend Fund
FVD
$8.38B
– –
-260
Closed -$9.72K
FXH icon
233
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
– –
-97
Closed -$9.43K
FXL icon
234
First Trust Technology AlphaDEX Fund
FXL
$2.77B
– –
-850
Closed -$94.5K
FYX icon
235
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.42B
– –
-745
Closed -$60.1K
GDV icon
236
Gabelli Dividend & Income Trust
GDV
$2.64B
– –
-652
Closed -$12.7K
GE icon
237
GE Aerospace
GE
$391B
– –
-391
Closed -$34.5K
GEHC icon
238
GE HealthCare
GEHC
$31.7B
– –
-20
Closed -$1.36K
GLW icon
239
Corning
GLW
$137B
– –
-62
Closed -$1.89K
GNL icon
240
Global Net Lease
GNL
$1.81B
– –
-1,622
Closed -$15.6K
B
241
Barrick Mining
B
$64B
– –
-400
Closed -$5.82K
GPC icon
242
Genuine Parts
GPC
$18.3B
– –
-54
Closed -$7.8K
GPI icon
243
Group 1 Automotive
GPI
$3.41B
– –
-300
Closed -$80.6K
GPN icon
244
Global Payments
GPN
$24.1B
– –
-487
Closed -$56.2K
GS icon
245
Goldman Sachs
GS
$311B
– –
-80
Closed -$25.9K
HE icon
246
Hawaiian Electric Industries
HE
$2.2B
– –
-2,197
Closed -$27K
HIVE
247
HIVE Digital Technologies
HIVE
$796M
– –
-1,600
Closed -$4.93K
HON icon
248
Honeywell
HON
$78.9B
– –
-645
Closed -$112K
HRTG icon
249
Heritage Insurance Holdings
HRTG
$902M
– –
-1,305
Closed -$8.47K
HUM icon
250
Humana
HUM
$43.5B
– –
-41
Closed -$19.9K
8 9
10
11 12

Similar funds

YEPX
Yorktown Energy Partners X New York $69.5M AUM 143.07% 1-Year Est. Return
CCM
Courage Capital Management Nashville, Tennessee $70.6M AUM 13.29% 1-Year Est. Return
FCI
Financial Counselors Inc Overland Park, Kansas $70.9M AUM 16.78% 1-Year Est. Return
FWA
Fidelis Wealth Advisors Castle Rock, Colorado $68.7M AUM
VIM
VCU Investment Management Richmond, Virginia $68.6M AUM
HB
Hauser Brothers Freiburg Im Breisgau, Germany $71.4M AUM 101.05% 1-Year Est. Return
DWRES
Divco West Real Estate Services San Francisco, California $71.9M AUM 21.93% 1-Year Est. Return
PWS
Pursuit Wealth Strategies Raleigh, North Carolina $72M AUM

Flaharty Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Flaharty Asset Management held 477 positions worth $633M, up 5.9% from $598M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management's Q4 2023 filing shows 4 new, 41 increased, 39 reduced and 360 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

  • Flaharty Asset Management's largest Q4 2023 buy was Janus Henderson AAA CLO ETF: 623,915 shares worth $31.4M.
  • Flaharty Asset Management added most to Invesco S&P 500 Equal Weight Energy ETF in Q4 2023, an estimated $19.2M increase.
  • Flaharty Asset Management's biggest Q4 2023 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $19.5M.
  • Flaharty Asset Management fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $1.29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $633M portfolio in Q4 2023.
  • Flaharty Asset Management opened 4 new positions and closed 360 in Q4 2023.
  • Flaharty Asset Management's portfolio value rose 5.9% quarter-over-quarter to $633M.

Based on Flaharty Asset Management's 13F filing for Q4 2023, filed 5 Feb 2024.