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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Dominion Energy
D
$62.5B
| $2.77M | 0.11% |
34,199
+367
| +1% | +$29.7K |
|
202
Duke Energy
DUK
$102B
| $2.77M | 0.11% |
32,924
-500
| -1% | -$43.7K |
|
203
RTX Corp
RTX
$287B
| $2.75M | 0.11% |
34,210
+1,197
| +4% | +$90.9K |
|
204
Abbott
ABT
$180B
| $2.73M | 0.11% |
47,625
-2,438
| -5% | -$135K |
|
205
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
| $2.7M | 0.11% |
36,986
+3,957
| +12% | +$285K |
|
206
Adobe
ADBE
$89.5B
| $2.69M | 0.11% |
15,336
+3,052
| +25% | +$525K |
|
207
International Paper
IP
$22.3B
| $2.68M | 0.11% |
48,700
+577
| +1% | +$31K |
|
208
Vanguard Growth ETF
VUG
$216B
| $2.59M | 0.1% |
110,208
-2,952
| -3% | -$67.8K |
|
209
Vanguard Industrials ETF
VIS
$8.23B
| $2.58M | 0.1% |
18,169
+5,428
| +43% | +$745K |
|
210
Vanguard Information Technology ETF
VGT
$139B
| $2.58M | 0.1% |
125,736
-52,688
| -30% | -$1.07M |
|
|
AGR
211
DELISTED
Avangrid, Inc.
AGR
| $2.57M | 0.1% |
50,806
-204
| -0.4% | -$10.3K |
|
212
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
| $2.55M | 0.1% |
52,266
-527
| -1% | -$25.8K |
|
213
Micron Technology
MU
$1.04T
| $2.54M | 0.1% |
61,956
+18,923
| +44% | +$815K |
|
214
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
| $2.54M | 0.1% |
79,404
+3,610
| +5% | +$111K |
|
215
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
| $2.53M | 0.1% |
85,688
+50,452
| +143% | +$1.49M |
|
216
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
| $2.52M | 0.1% |
97,540
+5,624
| +6% | +$144K |
|
217
Ford
F
$57.3B
| $2.52M | 0.1% |
203,087
-6,003
| -3% | -$73.9K |
|
218
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
| $2.5M | 0.1% |
28,622
-18,348
| -39% | -$1.61M |
|
219
W.W. Grainger
GWW
$65.3B
| $2.48M | 0.1% |
10,555
-267
| -2% | -$55.2K |
|
220
L3Harris
LHX
$55.9B
| $2.46M | 0.1% |
17,323
-104
| -0.6% | -$14.5K |
|
221
Travelers Companies
TRV
$80.8B
| $2.46M | 0.1% |
18,219
-806
| -4% | -$106K |
|
222
Lumen
LUMN
$6.53B
| $2.46M | 0.1% |
147,037
+106,199
| +260% | +$1.8M |
|
223
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
| $2.44M | 0.1% |
47,555
+1,335
| +3% | +$68K |
|
224
iShares TIPS Bond ETF
TIP
$14.5B
| $2.43M | 0.1% |
21,311
-16,864
| -44% | -$1.92M |
|
225
Kinder Morgan
KMI
$73.1B
| $2.42M | 0.1% |
133,822
-3,667
| -3% | -$65.8K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.