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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
Cap. Flow
+$415M
Cap. Flow %
24.15%
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.9M
2
MBB icon
iShares MBS ETF
MBB
+$14.3M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.4M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.12M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.23M
4
RWX icon
State Street SPDR Dow Jones International Real Estate ETF
RWX
+$5.47M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.35M

Sector Composition

Rank Sector Weight
1 Financials 6.48%
2 Technology 6.48%
3 Healthcare 6.16%
4 Energy 5.57%
5 Industrials 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALTR
176
DELISTED
Altera Corp
ALTR
$2.33M 0.14%
+62,975
New +$2.26M
SO icon
177
Southern Company
SO
$106B
$2.32M 0.14%
56,691
-3,574
-6% -$154K
IWP icon
178
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$2.26M 0.13%
+58,238
New +$2.22M
AMLP icon
179
Alerian MLP ETF
AMLP
$12.9B
$2.25M 0.13%
25,450
+11,616
+84% +$1.02M
IVV icon
180
iShares Core S&P 500 ETF
IVV
$872B
$2.23M 0.13%
13,236
-97,438
-88% -$16.4M
XLY icon
181
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$2.23M 0.13%
73,772
+18,210
+33% +$540K
KYN icon
182
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$2.21M 0.13%
61,744
-1,734
-3% -$62.4K
NFX
183
DELISTED
Newfield Exploration
NFX
$2.2M 0.13%
80,388
-1,976
-2% -$49.5K
IWD icon
184
iShares Russell 1000 Value ETF
IWD
$81.8B
$2.19M 0.13%
25,409
+11,326
+80% +$983K
LLY icon
185
Eli Lilly
LLY
$1.03T
$2.17M 0.13%
43,177
+15,705
+57% +$822K
ED icon
186
Consolidated Edison
ED
$40.4B
$2.15M 0.13%
38,818
+1,276
+3% +$73.5K
SCHA icon
187
Schwab U.S Small- Cap ETF
SCHA
$22.3B
$2.13M 0.12%
+176,320
New +$2.07M
VCSH icon
188
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$2.11M 0.12%
26,515
-1,196
-4% -$94.9K
NEA icon
189
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$2.11M 0.12%
169,902
+6,411
+4% +$78.8K
EMC
190
DELISTED
EMC CORPORATION
EMC
$2.1M 0.12%
81,972
+42,172
+106% +$1.1M
ETP
191
DELISTED
Energy Transfer Partners L.p.
ETP
$2.1M 0.12%
40,395
-4,361
-10% -$225K
TNH
192
DELISTED
Terra Nitrogen
TNH
$2.08M 0.12%
10,250
– –
AFL icon
193
Aflac
AFL
$64.8B
$2.05M 0.12%
66,806
+3,934
+6% +$118K
FLG
194
Flagstar Bank National Association
FLG
$5.94B
$2.04M 0.12%
44,547
-2,918
-6% -$131K
ETG
195
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
$1.96M 0.11%
125,778
+4,124
+3% +$65.1K
GOF icon
196
Guggenheim Strategic Opportunities Fund
GOF
$2.23B
$1.96M 0.11%
88,715
+1,370
+2% +$29.9K
SCHW
197
Charles Schwab
SCHW
$181B
$1.95M 0.11%
92,370
-2,130
-2% -$46.3K
HDV
198
iShares Core High Dividend ETF
HDV
$14.5B
$1.94M 0.11%
146,555
-14,965
-9% -$202K
KYE
199
DELISTED
Kayne Anderson Energy
KYE
$1.93M 0.11%
64,456
-435
-0.7% -$12.8K
HYS icon
200
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$1.92M 0.11%
18,363
+513
+3% +$53.6K
6 7
8
9 10

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
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CT
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CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2013 Portfolio in Review

As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.

  • First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
  • First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
  • First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
  • First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
  • First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
  • First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.

Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.