We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
DuPont de Nemours
DD
$18.6B
| $2.02M | 0.16% |
15,231
-12,144
| -44% | -$1.62M |
|
152
Vanguard FTSE Pacific ETF
VPL
$8.05B
| $2.02M | 0.16% |
34,115
-35,068
| -51% | -$2.18M |
|
153
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $2.01M | 0.16% |
114,365
-65,620
| -36% | -$1.17M |
|
154
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $2.01M | 0.16% |
44,400
+6,076
| +16% | +$294K |
|
155
Costco
COST
$415B
| $2M | 0.16% |
15,923
-1,921
| -11% | -$232K |
|
156
Target
TGT
$62.1B
| $1.99M | 0.16% |
+31,566
| New | +$1.91M |
|
157
iShares TIPS Bond ETF
TIP
$14.5B
| $1.99M | 0.16% |
17,696
+1,343
| +8% | +$154K |
|
158
Amgen
AMGN
$203B
| $1.97M | 0.16% |
+14,013
| New | +$1.83M |
|
159
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $1.95M | 0.15% |
38,684
+29,611
| +326% | +$1.55M |
|
160
Sysco
SYY
$39.7B
| $1.93M | 0.15% |
50,881
+10,318
| +25% | +$385K |
|
161
iShares Russell 3000 ETF
IWV
$19.5B
| $1.93M | 0.15% |
16,554
+132
| +0.8% | +$15.6K |
|
162
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
| $1.92M | 0.15% |
67,500
+37,031
| +122% | +$1.08M |
|
163
Medtronic
MDT
$107B
| $1.91M | 0.15% |
31,067
-3,376
| -10% | -$215K |
|
164
Vanguard Small-Cap Value ETF
VBR
$37.1B
| $1.9M | 0.15% |
19,194
-74
| -0.4% | -$7.66K |
|
165
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
| $1.89M | 0.15% |
52,968
-33,536
| -39% | -$1.19M |
|
166
Healthpeak Properties
DOC
$15.4B
| $1.87M | 0.15% |
51,499
-72,475
| -58% | -$2.75M |
|
167
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1B
| $1.87M | 0.15% |
+62,724
| New | +$1.87M |
|
168
General Mills
GIS
$19.2B
| $1.85M | 0.15% |
36,569
-58,508
| -62% | -$3.07M |
|
169
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $1.85M | 0.15% |
87,686
+27,376
| +45% | +$580K |
|
|
SCHW
170
Charles Schwab
SCHW
$177B
| $1.85M | 0.15% |
62,672
-1,370
| -2% | -$38.8K |
|
171
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $1.84M | 0.15% |
10,843
-3,304
| -23% | -$559K |
|
172
Hormel Foods
HRL
$13.9B
| $1.84M | 0.15% |
71,956
-652
| -0.9% | -$15.9K |
|
|
CSG
173
DELISTED
CHAMBERS STR PPTYS COM
CSG
| $1.84M | 0.15% |
244,331
-22,408
| -8% | -$176K |
|
174
Capital One
COF
$124B
| $1.83M | 0.15% |
22,451
+1,318
| +6% | +$108K |
|
175
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $1.83M | 0.15% |
32,466
+17,388
| +115% | +$1.02M |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.