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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
126
Berkshire Hathaway Class A
BRK.A
$1.07T
| $2.28M | 0.18% |
+11
| New | +$2.2M |
|
127
Lockheed Martin
LMT
$134B
| $2.27M | 0.18% |
12,483
+4,772
| +62% | +$812K |
|
128
CVS Health
CVS
$137B
| $2.27M | 0.18% |
28,389
+3,789
| +15% | +$299K |
|
|
POT
129
DELISTED
Potash Corp Of Saskatchewan
POT
| $2.26M | 0.18% |
65,573
-86,668
| -57% | -$3.07M |
|
130
iShares US Financials ETF
IYF
$4.39B
| $2.26M | 0.18% |
53,888
+31,506
| +141% | +$1.32M |
|
131
Vanguard Value ETF
VTV
$189B
| $2.22M | 0.18% |
27,366
-3,532
| -11% | -$289K |
|
132
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.7M
| $2.22M | 0.18% |
29,118
+23,510
| +419% | +$1.83M |
|
133
Oracle
ORCL
$331B
| $2.2M | 0.17% |
57,293
-11,407
| -17% | -$462K |
|
134
Baxter International
BAX
$11.6B
| $2.2M | 0.17% |
+56,158
| New | +$2.28M |
|
|
ULQ
135
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
| $2.19M | 0.17% |
43,784
-5,081
| -10% | -$255K |
|
136
Royce Value Trust
RVT
$2.21B
| $2.19M | 0.17% |
151,174
+4,939
| +3% | +$76.6K |
|
137
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
| $2.18M | 0.17% |
19,783
+16,627
| +527% | +$1.84M |
|
138
iShares Biotechnology ETF
IBB
$9.31B
| $2.18M | 0.17% |
23,961
-3,609
| -13% | -$317K |
|
139
Union Pacific
UNP
$183B
| $2.17M | 0.17% |
19,958
+543
| +3% | +$56.2K |
|
140
Aflac
AFL
$63.9B
| $2.16M | 0.17% |
+73,862
| New | +$2.25M |
|
|
AMJ
141
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $2.09M | 0.17% |
39,428
+10,485
| +36% | +$549K |
|
142
Helmerich & Payne
HP
$3.53B
| $2.08M | 0.17% |
21,258
+415
| +2% | +$44.1K |
|
143
iShares Russell 1000 ETF
IWB
$47.7B
| $2.08M | 0.16% |
18,880
-564
| -3% | -$62.3K |
|
|
EEP
144
DELISTED
Enbridge Energy Partners
EEP
| $2.07M | 0.16% |
53,071
-5,090
| -9% | -$183K |
|
145
iShares Core S&P Small-Cap ETF
IJR
$109B
| $2.05M | 0.16% |
39,292
-19,354
| -33% | -$1.05M |
|
146
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
| $2.04M | 0.16% |
+22,248
| New | +$1.93M |
|
147
Novartis
NVS
$295B
| $2.04M | 0.16% |
24,270
+2,986
| +14% | +$242K |
|
148
Archer Daniels Midland
ADM
$41.4B
| $2.02M | 0.16% |
+39,651
| New | +$1.95M |
|
149
Dominion Energy
D
$62.5B
| $2.02M | 0.16% |
29,273
-2,261
| -7% | -$156K |
|
150
Zimmer Biomet
ZBH
$17.7B
| $2.02M | 0.16% |
20,580
+5,087
| +33% | +$500K |
|
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First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.