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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PIR
1126
DELISTED
Pier 1 Imports, Inc.
PIR
-907
Closed -$280K
BID
1127
DELISTED
Sotheby's
BID
-4,728
Closed -$200K
OAK
1128
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
-4,200
Closed -$210K
NAVB
1129
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
-628
Closed -$18K
HGI
1130
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
-11,383
Closed -$229K
NFX
1131
DELISTED
Newfield Exploration
NFX
-44,724
Closed -$1.97M
VVC
1132
DELISTED
Vectren Corporation
VVC
-6,270
Closed -$269K
KERX
1133
DELISTED
Keryx Biopharmaceuticals Inc
KERX
-11,150
Closed -$171K
NDRO
1134
DELISTED
Enduro Royalty Trust
NDRO
-15,000
Closed -$207K
BONT
1135
DELISTED
Bon-Ton Stores Inc/The
BONT
-14,200
Closed -$146K
PRXL
1136
DELISTED
Parexel International Corp
PRXL
-17,648
Closed -$939K
INVN
1137
DELISTED
Invensense Inc
INVN
-26,975
Closed -$611K
ELNK
1138
DELISTED
EarthLink Holdings Corp.
ELNK
-209,000
Closed -$779K
FAV
1139
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
-11,155
Closed -$105K
WY.PRA
1140
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
-3,800
Closed -$214K
JHP
1141
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
-120,800
Closed -$1.05M
NIO
1142
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
-117,390
Closed -$1.65M
NQI
1143
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
-20,896
Closed -$274K
NMA
1144
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
-13,000
Closed -$174K
SWI
1145
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
-20,466
Closed -$793K
SD
1146
DELISTED
SANDRIDGE ENERGY, INC.
SD
-20,120
Closed -$144K
PPO
1147
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
-4,424
Closed -$221K
ROSE
1148
DELISTED
ROSETTA RESOURCES INC
ROSE
-4,396
Closed -$242K
FDO
1149
DELISTED
FAMILY DOLLAR STORES
FDO
-12,836
Closed -$853K
RGP
1150
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
-8,073
Closed -$259K

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First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.