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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+11.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$2.92B
AUM Growth
+$386M
Cap. Flow
+$117M
Cap. Flow %
4%
Top 10 Hldgs %
18.21%
Holding
1,203
New
137
Increased
554
Reduced
412
Closed
50
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
DHY
1076
Credit Suisse High Yield Credit Fund
DHY
$242M
$160K 0.01%
65,000
+9,000
+16% +$21.2K
SMFG icon
1077
Sumitomo Mitsui Financial
SMFG
$164B
$159K 0.01%
22,521
-1,412
-6% -$10.1K
CLF icon
1078
Cleveland-Cliffs
CLF
$6.64B
$156K 0.01%
15,583
+5,120
+49% +$51.2K
GNW icon
1079
Genworth Financial
GNW
$3.81B
$154K 0.01%
40,275
-866
-2% -$3.79K
SGMO
1080
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$154K 0.01%
16,115
-84
-0.5% -$858
NMZ icon
1081
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$153K 0.01%
11,315
OVV icon
1082
Ovintiv
OVV
$17B
$151K 0.01%
4,256
+1,349
+46% +$46.3K
ENBL
1083
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$151K 0.01%
10,546
-2,328
-18% -$34.7K
EVM
1084
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$149K 0.01%
13,890
PFLT icon
1085
PennantPark Floating Rate Capital
PFLT
$696M
$149K 0.01%
+11,799
New +$151K
BLW icon
1086
BlackRock Limited Duration Income Trust
BLW
$491M
$147K 0.01%
10,140
-1,653
-14% -$23.9K
FHN icon
1087
First Horizon
FHN
$12.1B
$144K ﹤0.01%
+10,281
New +$152K
MCA
1088
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$144K ﹤0.01%
10,681
BDJ icon
1089
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$143K ﹤0.01%
16,700
-800
-5% -$6.75K
MRCC
1090
DELISTED
Monroe Capital Corp
MRCC
$141K ﹤0.01%
+11,697
New +$140K
BTA
1091
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$140K ﹤0.01%
11,610
KNDI
1092
Kandi Technologies Group
KNDI
$65.7M
$140K ﹤0.01%
25,000
VALE icon
1093
Vale
VALE
$63.8B
$139K ﹤0.01%
+10,102
New +$131K
CPRX
1094
DELISTED
Catalyst Pharmaceutical
CPRX
$138K ﹤0.01%
27,000
OIA icon
1095
Invesco Municipal Income Opportunities Trust
OIA
$293M
$136K ﹤0.01%
17,467
SIRI icon
1096
SiriusXM
SIRI
$10.4B
$136K ﹤0.01%
2,410
+62
+3% +$3.7K
GPK icon
1097
Graphic Packaging
GPK
$3.24B
$134K ﹤0.01%
10,456
-1,124
-10% -$13.7K
KT icon
1098
KT
KT
$8.8B
$131K ﹤0.01%
10,359
-2,843
-22% -$38.7K
MMU
1099
Western Asset Managed Municipals Fund
MMU
$550M
$131K ﹤0.01%
10,000
WPG
1100
DELISTED
Washington Prime Group Inc.
WPG
$131K ﹤0.01%
2,586
+348
+16% +$17.1K

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First Allied Advisory Services's Q1 2019 Portfolio in Review

As of Q1 2019, First Allied Advisory Services held 1,203 positions worth $2.92B, up 15% from $2.53B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services deployed $117M of net new capital in Q1 2019, opening 137 new positions and adding to 554 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 231,144 shares worth $9.15M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Financials ETF, an estimated $11.5M trimmed.

  • First Allied Advisory Services's largest Q1 2019 buy was Global X MLP & Energy Infrastructure ETF: 231,144 shares worth $9.15M.
  • First Allied Advisory Services added most to iShares Core Dividend Growth ETF in Q1 2019, an estimated $13M increase.
  • First Allied Advisory Services's biggest Q1 2019 reduction was Vanguard Financials ETF, cutting an estimated $11.5M.
  • First Allied Advisory Services fully exited Sonoco in Q1 2019, selling an estimated $5.39M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.92B portfolio in Q1 2019.
  • First Allied Advisory Services opened 137 new positions and closed 50 in Q1 2019.
  • First Allied Advisory Services's portfolio value rose 15% quarter-over-quarter to $2.92B.

Based on First Allied Advisory Services's 13F filing for Q1 2019, filed 6 May 2019.