First Allied Advisory Services’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

First Allied Advisory Services’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-10,369	Closed	-$58K	–	1235
2020 Q2	$58K	Sell	10,369 -1,965	-16%	-$10.6K	﹤0.01%	1087
2020 Q1	$59K	Sell	12,334 -13,092	-51%	-$84.3K	﹤0.01%	1032
2019 Q4	$187K	Buy	25,426 +617	+2%	+$4.44K	0.01%	1134
2019 Q3	$169K	Buy	24,809 +111	+0.4%	+$758	0.01%	1138
2019 Q2	$174K	Buy	24,698 +2,177	+10%	+$15.4K	0.01%	1122
2019 Q1	$159K	Sell	22,521 -1,412	-6%	-$10.1K	0.01%	1077
2018 Q4	$158K	Buy	23,933 +8,823	+58%	+$65.9K	0.01%	989
2018 Q3	$120K	Buy	+15,110	New	+$119K	﹤0.01%	1137
2016 Q2	–	Sell	-11,008	Closed	-$65K	–	1091
2016 Q1	$65K	Sell	11,008 -6,062	-36%	-$37.8K	﹤0.01%	978
2015 Q4	$127K	Buy	17,070 +1,290	+8%	+$10.2K	0.01%	1033
2015 Q3	$117K	Buy	+15,780	New	+$133K	0.01%	992

Other funds holding SMFG

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Cowen Investment Management New York $12M AUM 1.47% 1-Year Est. Return

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Cowen and Company New York $2.97B AUM 105.25% 1-Year Est. Return

First Allied Advisory Services's SMFG Position: Q3 2020 in Review

First Allied Advisory Services sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q3 2020, closing a stake of 10,369 shares — an estimated $58K sold.

First Allied Advisory Services first reported a position in SMFG in Q3 2015 and held it in 11 quarters. The position peaked at $187K in Q4 2019. 201 funds tracked by Wall St. Rank hold SMFG as of Q3 2020.

First Allied Advisory Services reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q3 2020 after selling out during the quarter.
First Allied Advisory Services sold 10,369 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q3 2020, an estimated $58K.
First Allied Advisory Services first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q3 2015 and held it in 11 quarters.
First Allied Advisory Services's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $187K in Q4 2019.
201 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.