We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
FPX icon
1051
First Trust US Equity Opportunities ETF
FPX
$1.51B
-4,135
Closed -$201K
GDO
1052
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77M
-12,272
Closed -$231K
HDGE icon
1053
AdvisorShares Ranger Equity Bear ETF
HDGE
$63.2M
-3,665
Closed -$429K
HE icon
1054
Hawaiian Electric Industries
HE
$2.33B
-8,586
Closed -$223K
HEDJ icon
1055
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
-69,928
Closed -$2.06M
HES
1056
DELISTED
Hess
HES
-4,700
Closed -$460K
HYD icon
1057
VanEck High Yield Muni ETF
HYD
$4.44B
-14,225
Closed -$858K
BRSL
1058
Brightstar Lottery PLC
BRSL
$1.91B
-21,794
Closed -$349K
ILMN icon
1059
Illumina
ILMN
$29.4B
-1,158
Closed -$201K
IUSV icon
1060
iShares Core S&P US Value ETF
IUSV
$27.2B
-11,271
Closed -$498K
IYZ icon
1061
iShares US Telecommunications ETF
IYZ
$1.19B
-6,671
Closed -$203K
JD icon
1062
JD.com
JD
$40.8B
-11,900
Closed -$340K
JFR icon
1063
Nuveen Floating Rate Income Fund
JFR
$1.23B
-54,700
Closed -$661K
JPI
1064
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
-61,000
Closed -$1.43M
K
1065
DELISTED
Kellanova
K
-3,854
Closed -$235K
LII icon
1066
Lennox International
LII
$18.8B
-2,925
Closed -$261K
MCHP icon
1067
Microchip Technology
MCHP
$42.8B
-8,596
Closed -$209K
MFA
1068
MFA Financial
MFA
$929M
-26,953
Closed -$882K
MOO icon
1069
VanEck Agribusiness ETF
MOO
$989M
-3,790
Closed -$212K
MOS icon
1070
The Mosaic Company
MOS
$7.09B
-5,134
Closed -$252K
MQY icon
1071
BlackRock MuniYield Quality Fund
MQY
$807M
-59,000
Closed -$889K
MUE
1072
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
-55,000
Closed -$731K
MUR icon
1073
Murphy Oil
MUR
$5.58B
-3,457
Closed -$235K
NBB icon
1074
Nuveen Taxable Municipal Income Fund
NBB
$447M
-14,400
Closed -$295K
NEA icon
1075
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
-120,397
Closed -$1.62M

Similar funds

First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.