First Allied Advisory Services’s Nuveen Floating Rate Income Fund JFR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-10,171	Closed	-$100K	–	1658
2019 Q2	$100K	Buy	+10,171	New	+$100K	﹤0.01%	1163
2014 Q3	–	Sell	-54,700	Closed	-$661K	–	1065
2014 Q2	$661K	Buy	54,700 +25,700	+89%	+$311K	0.05%	440
2014 Q1	$347K	Buy	+29,000	New	+$347K	0.03%	655