First Allied Advisory Services’s Nuveen Preferred Securities & Income Opportunities Fund JPI Stock Holding History

First Allied Advisory Services’s Portfolio JPI Stock Details JPI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-61,000	Closed	-$1.43M	–	1066
2014 Q2	$1.43M	Sell	61,000 -400	-0.7%	-$9.3K	0.1%	224
2014 Q1	$1.4M	Buy	61,400 +3,900	+7%	+$88.4K	0.11%	227
2013 Q4	$1.27M	Sell	57,500 -8,138	-12%	-$181K	0.1%	233
2013 Q3	$1.48M	Buy	65,638 +19,138	+41%	+$438K	0.09%	235
2013 Q2	$1.12M	Buy	+46,500	New	+$1.17M	0.09%	246

Other funds holding JPI

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

First Allied Advisory Services's JPI Position: Q3 2014 in Review

First Allied Advisory Services sold out of Nuveen Preferred Securities & Income Opportunities Fund (JPI) in Q3 2014, closing a stake of 61,000 shares — an estimated $1.43M sold.

First Allied Advisory Services first reported a position in JPI in Q2 2013 and held it in 5 quarters. The position peaked at $1.48M in Q3 2013. 34 funds tracked by Wall St. Rank hold JPI as of Q3 2014.

First Allied Advisory Services reported no remaining Nuveen Preferred Securities & Income Opportunities Fund position as of Q3 2014 after selling out during the quarter.
First Allied Advisory Services sold 61,000 Nuveen Preferred Securities & Income Opportunities Fund shares in Q3 2014, an estimated $1.43M.
First Allied Advisory Services first reported a position in Nuveen Preferred Securities & Income Opportunities Fund in Q2 2013 and held it in 5 quarters.
First Allied Advisory Services's Nuveen Preferred Securities & Income Opportunities Fund position peaked at $1.48M in Q3 2013.
34 funds tracked by Wall St. Rank held Nuveen Preferred Securities & Income Opportunities Fund as of Q3 2014.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.