We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
Cap. Flow
+$4.8M
Cap. Flow %
0.21%
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118

Top Buys

Rank Stock Value
1
VIXY icon
ProShares VIX Short-Term Futures ETF
VIXY
+$16.4M
2
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$10.8M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.52M
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.01M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.3M

Top Sells

Rank Stock Value
1
SCHW
Charles Schwab
SCHW
+$7.9M
2
GAB icon
Gabelli Equity Trust
GAB
+$6.6M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$6.23M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.22M
5
MRK icon
Merck
MRK
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.3%
3 Financials 5.25%
4 Industrials 4.8%
5 Consumer Discretionary 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GER
1026
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$198K 0.01%
3,148
-256
-8% -$16.1K
UBS icon
1027
UBS Group
UBS
$170B
$195K 0.01%
11,854
-12,295
-51% -$210K
BIT icon
1028
BlackRock Multi-Sector Income Trust
BIT
$696M
$194K 0.01%
+10,253
New +$188K
DHF
1029
BNY Mellon High Yield Strategies Fund
DHF
$171M
$193K 0.01%
54,200
+10,200
+23% +$35.8K
BLW icon
1030
BlackRock Limited Duration Income Trust
BLW
$491M
$191K 0.01%
11,896
+85
+0.7% +$1.35K
EVM
1031
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$190K 0.01%
15,670
-500
-3% -$5.99K
PPT
1032
Franklin Premier Income Trust
PPT
$323M
$190K 0.01%
35,912
+1,650
+5% +$8.89K
EVF
1033
Eaton Vance Senior Income Trust
EVF
$90.3M
$187K 0.01%
28,469
– –
JTA
1034
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$186K 0.01%
13,601
+2,460
+22% +$32.3K
VKI icon
1035
Invesco Advantage Municipal Income Trust II
VKI
$394M
$185K 0.01%
16,050
– –
KYE
1036
DELISTED
Kayne Anderson Energy
KYE
$183K 0.01%
16,282
+90
+0.6% +$965
IAE
1037
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.1M
$180K 0.01%
16,671
+565
+4% +$5.95K
OPK icon
1038
Opko Health
OPK
$921M
$180K 0.01%
26,378
+4,802
+22% +$30.3K
NMZ icon
1039
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$179K 0.01%
13,147
-2,235
-15% -$30.3K
HTGC icon
1040
Hercules Capital
HTGC
$2.94B
$175K 0.01%
13,647
-604
-4% -$7.75K
INB
1041
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$174K 0.01%
18,050
-6,700
-27% -$64.7K
NZF icon
1042
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$173K 0.01%
+11,344
New +$173K
WLL
1043
DELISTED
Whiting Petroleum Corporation
WLL
$170K 0.01%
102
+20
+24% +$29.4K
BHC icon
1044
Bausch Health
BHC
$1.65B
$168K 0.01%
11,665
-4,800
-29% -$72.6K
PFLT icon
1045
PennantPark Floating Rate Capital
PFLT
$681M
$167K 0.01%
11,510
-7,650
-40% -$109K
KTOS icon
1046
Kratos Defense & Security Solutions
KTOS
$8.88B
$166K 0.01%
+12,655
New +$156K
AEO icon
1047
American Eagle Outfitters
AEO
$2.85B
$164K 0.01%
11,406
-399
-3% -$4.89K
BDJ icon
1048
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$164K 0.01%
18,150
-1,258
-6% -$11.2K
EHI
1049
Western Asset Global High Income Fund
EHI
$175M
$161K 0.01%
15,600
+968
+7% +$9.87K
PHK
1050
PIMCO High Income Fund
PHK
$861M
$161K 0.01%
19,398
-3,553
-15% -$30.3K
40 41
42
43 44

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2017 Portfolio in Review

As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.

  • First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
  • First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
  • First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
  • First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
  • First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
  • First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.

Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.