We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
AGO icon
1026
Assured Guaranty
AGO
$3.78B
-17,000
Closed -$417K
BDJ icon
1027
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
-90,650
Closed -$763K
BIL icon
1028
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
-2,336
Closed -$213K
BXMX
1029
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
-37,230
Closed -$485K
CF icon
1030
CF Industries
CF
$19.2B
-13,240
Closed -$636K
CGO
1031
Calamos Global Total Return Fund
CGO
$125M
-40,329
Closed -$603K
CHW
1032
Calamos Global Dynamic Income Fund
CHW
$544M
-53,600
Closed -$527K
CLM icon
1033
Cornerstone Strategic Value Fund
CLM
$2.17B
-3,205
Closed -$79K
CSQ icon
1034
Calamos Strategic Total Return Fund
CSQ
$3.21B
-100,530
Closed -$1.21M
CVY icon
1035
Invesco Zacks Multi-Asset Income ETF
CVY
$123M
-21,044
Closed -$550K
DEW icon
1036
WisdomTree Global High Dividend Fund
DEW
$147M
-4,488
Closed -$220K
DFP
1037
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
-35,900
Closed -$847K
DMB
1038
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$197M
-106,500
Closed -$1.26M
DNP icon
1039
DNP Select Income Fund
DNP
$4.18B
-10,728
Closed -$112K
DOL icon
1040
WisdomTree True Developed International Fund
DOL
$813M
-9,367
Closed -$501K
DX
1041
Dynex Capital
DX
$2.99B
-41,450
Closed -$1.11M
EDIV icon
1042
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
-98,532
Closed -$3.98M
EEMV icon
1043
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
-8,385
Closed -$510K
EPC icon
1044
Edgewell Personal Care
EPC
$1.27B
-2,756
Closed -$249K
EWU icon
1045
iShares MSCI United Kingdom ETF
EWU
$4.04B
-35,540
Closed -$1.48M
FDD icon
1046
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
-14,735
Closed -$221K
DMC
1047
Del Monte Corp
DMC
$1.35B
-10,203
Closed -$309K
FEZ icon
1048
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
-16,801
Closed -$728K
FFA
1049
First Trust Enhanced Equity Income Fund
FFA
$447M
-59,854
Closed -$863K
FMC icon
1050
FMC
FMC
$1.42B
-8,059
Closed -$496K

Similar funds

First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.