First Allied Advisory Services’s First Trust Enhanced Equity Income Fund FFA Stock Holding History

First Allied Advisory Services’s Portfolio FFA Stock Details FFA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-59,854	Closed	-$863K	–	1051
2014 Q2	$863K	Sell	59,854 -4,526	-7%	-$63.4K	0.06%	363
2014 Q1	$856K	Buy	64,380 +400	+0.6%	+$5.28K	0.06%	339
2013 Q4	$851K	Hold	63,980	–	–	0.07%	336
2013 Q3	$792K	Hold	63,980	–	–	0.05%	372
2013 Q2	$808K	Buy	+63,980	New	+$828K	0.06%	318

Other funds holding FFA

AAM

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Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NSIM

North Star Investment Management Chicago, Illinois $1.65B AUM 20.56% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

First Allied Advisory Services's FFA Position: Q3 2014 in Review

First Allied Advisory Services sold out of First Trust Enhanced Equity Income Fund (FFA) in Q3 2014, closing a stake of 59,854 shares — an estimated $863K sold.

First Allied Advisory Services first reported a position in FFA in Q2 2013 and held it in 5 quarters. The position peaked at $863K in Q2 2014. 33 funds tracked by Wall St. Rank hold FFA as of Q3 2014.

First Allied Advisory Services reported no remaining First Trust Enhanced Equity Income Fund position as of Q3 2014 after selling out during the quarter.
First Allied Advisory Services sold 59,854 First Trust Enhanced Equity Income Fund shares in Q3 2014, an estimated $863K.
First Allied Advisory Services first reported a position in First Trust Enhanced Equity Income Fund in Q2 2013 and held it in 5 quarters.
First Allied Advisory Services's First Trust Enhanced Equity Income Fund position peaked at $863K in Q2 2014.
33 funds tracked by Wall St. Rank held First Trust Enhanced Equity Income Fund as of Q3 2014.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.