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FFA

First Trust Enhanced Equity Income Fund

37 hedge funds and large institutions have $53.4M invested in First Trust Enhanced Equity Income Fund in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 6

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

9% more funds holding

Funds holding: 3437 (+3)

7% more capital invested

Capital invested by funds: $49.9M → $53.4M (+$3.48M)

1.16% more ownership

Funds ownership: 19.89%21.05% (+1.2%)

Holders
37
Holders Change
+3
Holders Change %
+8.82%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
20
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.2M +$767K +60,109 +6%
AAM
2
Advisors Asset Management
Colorado
$13M -$241K -18,896 -2%
NSIM
3
North Star Investment Management
Illinois
$6.3M -$447K -35,047 -6%
Wells Fargo
4
Wells Fargo
California
$4.73M +$76.1K +5,960 +2%
Invesco
5
Invesco
Georgia
$1.88M -$674K -52,779 -26%
U
6
UBS
Switzerland
$1.58M +$62.9K +4,928 +4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.54M +$66.4K +5,197 +4%
BTS
8
BB&T Securities
Virginia
$1.52M +$4.14K +324 +3%
RJA
9
Raymond James & Associates
Florida
$1.17M +$223K +17,436 +23%
DA
10
Doliver Advisors
Texas
$1.04M +$487K +38,167 +83%
OC
11
Oppenheimer & Co
New York
$921K +$13.8K +1,082 +1%
WAM
12
Wolverine Asset Management
Illinois
$892K +$921K +72,128 New
FAAS
13
First Allied Advisory Services
California
$792K
AQR Capital Management
14
AQR Capital Management
Connecticut
$762K +$22.9K +1,795 +3%
KIM
15
Karpus Investment Management
New York
$675K +$696K +54,549 New
LPL Financial
16
LPL Financial
California
$457K +$9.96K +780 +2%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$407K +$114K +8,953 +37%
TC
18
TFS Capital
Pennsylvania
$343K +$354K +27,741 New
VKH
19
Virtu KCG Holdings
New York
$326K +$337K +26,356 New
GC
20
Guggenheim Capital
Illinois
$276K -$173K -13,525 -38%
SFS
21
Shaker Financial Services
Virginia
$227K +$96.6K +7,564 +70%
Citigroup
22
Citigroup
New York
$200K +$155K +12,155 +305%
Bank of America
23
Bank of America
North Carolina
$171K +$54.2K +4,246 +45%
CWM
24
Concert Wealth Management
California
$143K -$6.17K -483 -4%
RJT
25
Raymond James Trust
Florida
$127K

FFA Hedge Fund Activity: Q3 2013 in Review

37 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Equity Income Fund (FFA) for Q3 2013, worth a combined $53.4M — up 7% from $49.9M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FFA positions and 2 closed out — a net gain of 3 holders — while 20 added to existing stakes and 6 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $921K. The largest seller was Invesco, cutting an estimated $674K.

  • 37 institutional investors held First Trust Enhanced Equity Income Fund (FFA) as of Q3 2013, up from 34 in Q2 2013.
  • Funds reported $53.4M of First Trust Enhanced Equity Income Fund stock for Q3 2013, up 7% quarter-over-quarter.
  • 5 funds opened new First Trust Enhanced Equity Income Fund positions in Q3 2013 and 2 closed out, a net change of +3 holders.
  • The largest First Trust Enhanced Equity Income Fund buyer in Q3 2013 was Wolverine Asset Management, an estimated $921K added.
  • The largest First Trust Enhanced Equity Income Fund seller in Q3 2013 was Invesco, an estimated $674K sold.

Based on aggregated 13F filings for Q3 2013.