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FFA

First Trust Enhanced Equity Income Fund

33 hedge funds and large institutions have $66.3M invested in First Trust Enhanced Equity Income Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 6

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

3% more funds holding

Funds holding: 3233 (+1)

0.42% more ownership

Funds ownership: 22.8%23.22% (+0.42%)

1% less capital invested

Capital invested by funds: $67.2M → $66.3M (-$881K)

Holders
33
Holders Change
+1
Holders Change %
+3.13%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
14
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$16.7M -$422K -29,116 -2%
Invesco
2
Invesco
Georgia
$13.5M +$2.6M +178,920 +23%
Morgan Stanley
3
Morgan Stanley
New York
$10.6M +$731K +50,396 +7%
Wells Fargo
4
Wells Fargo
California
$5.6M +$47.2K +3,255 +0.8%
NSIM
5
North Star Investment Management
Illinois
$4.2M +$95.2K +6,561 +2%
U
6
UBS
Switzerland
$2.7M +$101K +6,960 +4%
RJA
7
Raymond James & Associates
Florida
$2.63M +$385K +26,523 +17%
KIM
8
Karpus Investment Management
New York
$1.85M -$1.29M -89,168 -41%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.85M +$30.7K +2,117 +2%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.53M +$29.4K +2,026 +2%
GC
11
Guggenheim Capital
Illinois
$1.19M -$85.9K -5,925 -7%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$807K +$5.99K +413 +0.7%
LPL Financial
13
LPL Financial
California
$628K +$49.3K +3,400 +8%
SFS
14
Shaker Financial Services
Virginia
$485K +$492K +33,910 New
Bank of America
15
Bank of America
North Carolina
$455K +$356K +24,552 +339%
OC
16
Oppenheimer & Co
New York
$439K -$243K -16,741 -35%
SKK
17
Shepherd Kaplan Krochuk
Massachusetts
$331K
RJT
18
Raymond James Trust
Florida
$224K
CWM
19
Concert Wealth Management
California
$165K +$247 +17 +0.1%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$107K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$76K +$29.4K +2,024 +62%
TCOV
22
Trust Company of Vermont
Vermont
$57K
AIG
23
American International Group
New York
$39.9K
First Manhattan
24
First Manhattan
New York
$36K +$37.4K +2,579 New
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$30K

FFA Hedge Fund Activity: Q3 2014 in Review

33 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Equity Income Fund (FFA) for Q3 2014, worth a combined $66.3M — down 1.3% from $67.2M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FFA positions and 4 closed out — a net gain of 1 holder — while 14 added to existing stakes and 6 trimmed.

The largest buyer was Invesco, adding an estimated $2.6M. The largest seller was BB&T Securities, exiting entirely with an estimated $1.47M sold.

  • 33 institutional investors held First Trust Enhanced Equity Income Fund (FFA) as of Q3 2014, up from 32 in Q2 2014.
  • Funds reported $66.3M of First Trust Enhanced Equity Income Fund stock for Q3 2014, down 1.3% quarter-over-quarter.
  • 5 funds opened new First Trust Enhanced Equity Income Fund positions in Q3 2014 and 4 closed out, a net change of +1 holder.
  • The largest First Trust Enhanced Equity Income Fund buyer in Q3 2014 was Invesco, an estimated $2.6M added.
  • The largest First Trust Enhanced Equity Income Fund seller in Q3 2014 was BB&T Securities, an estimated $1.47M sold.

Based on aggregated 13F filings for Q3 2014.