FFA

First Trust Enhanced Equity Income Fund
FFA

Overview Fund Activity

33 hedge funds and large institutions have $66.3M invested in First Trust Enhanced Equity Income Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 4 closing their positions.

Holders
33
Holders Change
+1
Holders Change %
+3.13%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$13.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$10.6M
3
SFS
3
Shaker Financial Services
Virginia
$485K
4
RJA
4
Raymond James & Associates
Florida
$2.63M
5
Bank of America
5
Bank of America
North Carolina
$455K

Top Sellers

1
BTS
1
BB&T Securities
Virginia
$0
2
KIM
2
Karpus Investment Management
New York
$1.85M
3
FAAS
3
First Allied Advisory Services
California
$0
4
AQR Capital Management
4
AQR Capital Management
Connecticut
$0
5
AAM
5
Advisors Asset Management
Colorado
$16.7M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$16.7M 1,167,731 -29,116 -2%
Invesco
2
Invesco
Georgia
$13.5M 946,007 +178,920 +23%
Morgan Stanley
3
Morgan Stanley
New York
$10.6M 739,433 +50,396 +7%
Wells Fargo
4
Wells Fargo
California
$5.6M 391,680 +3,255 +0.8%
NSIM
5
North Star Investment Management
Illinois
$4.2M 293,748 +6,561 +2%
U
6
UBS
Switzerland
$2.7M 188,766 +6,960 +4%
RJA
7
Raymond James & Associates
Florida
$2.63M 183,671 +26,523 +17%
KIM
8
Karpus Investment Management
New York
$1.85M 129,338 -89,168 -41%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.85M 129,192 +2,117 +2%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.53M 107,359 +2,026 +2%
GC
11
Guggenheim Capital
Illinois
$1.19M 83,015 -5,925 -7%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$807K 56,448 +413 +0.7%
LPL Financial
13
LPL Financial
California
$628K 44,138 +3,400 +8%
SFS
14
Shaker Financial Services
Virginia
$485K 33,910 +33,910 New
Bank of America
15
Bank of America
North Carolina
$455K 31,801 +24,552 +339%
OC
16
Oppenheimer & Co
New York
$439K 30,734 -16,741 -35%
SKK
17
Shepherd Kaplan Krochuk
Massachusetts
$331K 23,170 – –
RJT
18
Raymond James Trust
Florida
$224K 15,692 – –
CWM
19
Concert Wealth Management
California
$165K 11,615 +17 +0.1%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$107K 7,469 – –
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$76K 5,306 +2,024 +62%
TCOV
22
Trust Company of Vermont
Vermont
$57K 4,000 – –
AIG
23
American International Group
New York
$39.9K 2,795 – –
First Manhattan
24
First Manhattan
New York
$36K 2,579 +2,579 New
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$30K 2,104 – –
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