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FFA

First Trust Enhanced Equity Income Fund

51 hedge funds and large institutions have $75.8M invested in First Trust Enhanced Equity Income Fund in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 2

67% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 12

31% more funds holding

Funds holding: 3951 (+12)

19% more capital invested

Capital invested by funds: $63.5M → $75.8M (+$12.3M)

3.18% more ownership

Funds ownership: 25.59%28.77% (+3.2%)

Holders
51
Holders Change
+12
Holders Change %
+30.77%
% of All Funds
1.34%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
20
Reduced
12
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$16.5M -$3.78M -283,385 -19%
Morgan Stanley
2
Morgan Stanley
New York
$10.8M +$844K +63,164 +8%
Invesco
3
Invesco
Georgia
$7.96M -$2.02M -150,957 -20%
KIM
4
Karpus Investment Management
New York
$5.17M +$5.01M +374,957 +2,274%
RJA
5
Raymond James & Associates
Florida
$4.65M +$117K +8,758 +3%
Wells Fargo
6
Wells Fargo
California
$3.8M -$2.18M -163,257 -36%
NSIM
7
North Star Investment Management
Illinois
$3.79M -$68.8K -5,152 -2%
SFS
8
Shaker Financial Services
Virginia
$3.23M +$2M +149,772 +158%
Citigroup
9
Citigroup
New York
$2.54M +$2.32M +173,580 +933%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.72M +$66.1K +4,952 +4%
CRC
11
Curi RMB Capital
Illinois
$1.55M +$1.31M +98,309 +504%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.47M +$131K +9,783 +10%
LPL Financial
13
LPL Financial
California
$1.36M +$956K +71,579 +211%
UBS Group
14
UBS Group
Switzerland
$1.31M -$544K -40,718 -29%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$976K -$40.2K -3,008 -4%
Bank of Nova Scotia
16
Bank of Nova Scotia
Ontario, Canada
$899K +$910K +68,104 New
LCM
17
Landscape Capital Management
New Jersey
$751K +$604K +45,225 +387%
DA
18
Doliver Advisors
Texas
$686K +$210K +15,701 +43%
AIG
19
American International Group
New York
$674K +$644K +48,230 +1,726%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$579K +$523K +39,185 +850%
SG Americas Securities
21
SG Americas Securities
New York
$474K +$480K +35,915 New
CAN
22
Cetera Advisor Networks
California
$473K +$145K +10,853 +43%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$446K +$73.5K +5,501 +19%
MGAM
24
McGowan Group Asset Management
Texas
$365K
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$358K +$362K +27,084 New

FFA Hedge Fund Activity: Q4 2015 in Review

51 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Equity Income Fund (FFA) for Q4 2015, worth a combined $75.8M — up 19% from $63.5M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FFA positions and 2 closed out — a net gain of 12 holders — while 20 added to existing stakes and 12 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $5.01M. The largest seller was Advisors Asset Management, cutting an estimated $3.78M.

  • 51 institutional investors held First Trust Enhanced Equity Income Fund (FFA) as of Q4 2015, up from 39 in Q3 2015.
  • Funds reported $75.8M of First Trust Enhanced Equity Income Fund stock for Q4 2015, up 19% quarter-over-quarter.
  • 14 funds opened new First Trust Enhanced Equity Income Fund positions in Q4 2015 and 2 closed out, a net change of +12 holders.
  • The largest First Trust Enhanced Equity Income Fund buyer in Q4 2015 was Karpus Investment Management, an estimated $5.01M added.
  • The largest First Trust Enhanced Equity Income Fund seller in Q4 2015 was Advisors Asset Management, an estimated $3.78M sold.

Based on aggregated 13F filings for Q4 2015.