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FFA

First Trust Enhanced Equity Income Fund

47 hedge funds and large institutions have $82.4M invested in First Trust Enhanced Equity Income Fund in 2016 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more capital invested

Capital invested by funds: $79.8M → $82.4M (+$2.54M)

0.07% more ownership

Funds ownership: 31.37%31.44% (+0.07%)

6% less funds holding

Funds holding: 5047 (-3)

29% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 17

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

Holders
47
Holders Change
-3
Holders Change %
-6%
% of All Funds
1.25%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
12
Reduced
17
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$17.3M +$1.21M +93,867 +8%
AAM
2
Advisors Asset Management
Colorado
$13.1M +$505K +39,002 +4%
Morgan Stanley
3
Morgan Stanley
New York
$12.6M +$1.71M +132,408 +16%
Invesco
4
Invesco
Georgia
$6.91M -$381K -29,430 -5%
RJA
5
Raymond James & Associates
Florida
$4.53M -$70.3K -5,430 -2%
NSIM
6
North Star Investment Management
Illinois
$3.76M -$56.5K -4,370 -2%
Wells Fargo
7
Wells Fargo
California
$3.32M -$138K -10,662 -4%
Citigroup
8
Citigroup
New York
$2.54M -$645K -49,879 -21%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.04M +$316K +24,449 +19%
UBS Group
10
UBS Group
Switzerland
$1.63M +$337K +26,063 +26%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.57M +$189K +14,597 +14%
IA
12
Icon Advisers
Colorado
$1.57M +$1.55M +119,850 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.38M -$205K -15,812 -13%
SFS
14
Shaker Financial Services
Virginia
$1.33M -$1.63M -125,756 -55%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$942K -$20.2K -1,562 -2%
Bank of Nova Scotia
16
Bank of Nova Scotia
Ontario, Canada
$916K +$13.2K +1,024 +1%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$772K +$34.1K +2,632 +5%
AG
18
Advisor Group
Arizona
$626K +$619K +47,850 New
DA
19
Doliver Advisors
Texas
$533K -$317K -24,471 -37%
LPL Financial
20
LPL Financial
California
$515K -$941K -72,758 -64%
Bank of America
21
Bank of America
North Carolina
$468K +$127K +9,847 +38%
CAN
22
Cetera Advisor Networks
California
$327K -$64.5K -4,986 -17%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$320K -$49.5K -3,827 -14%
CWM
24
Concert Wealth Management
California
$320K +$168K +13,016 +113%
SKK
25
Shepherd Kaplan Krochuk
Massachusetts
$308K

FFA Hedge Fund Activity: Q2 2016 in Review

47 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Equity Income Fund (FFA) for Q2 2016, worth a combined $82.4M — up 3.2% from $79.8M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FFA and 6 opened new positions — a net loss of 3 holders — while 17 trimmed existing stakes and 12 added.

The largest buyer was Morgan Stanley, adding an estimated $1.71M. The largest seller was Shaker Financial Services, cutting an estimated $1.63M.

  • 47 institutional investors held First Trust Enhanced Equity Income Fund (FFA) as of Q2 2016, down from 50 in Q1 2016.
  • Funds reported $82.4M of First Trust Enhanced Equity Income Fund stock for Q2 2016, up 3.2% quarter-over-quarter.
  • 6 funds opened new First Trust Enhanced Equity Income Fund positions in Q2 2016 and 9 closed out, a net change of -3 holders.
  • The largest First Trust Enhanced Equity Income Fund buyer in Q2 2016 was Morgan Stanley, an estimated $1.71M added.
  • The largest First Trust Enhanced Equity Income Fund seller in Q2 2016 was Shaker Financial Services, an estimated $1.63M sold.

Based on aggregated 13F filings for Q2 2016.