FFA

First Trust Enhanced Equity Income Fund
FFA

Overview Fund Activity

41 hedge funds and large institutions have $58.7M invested in First Trust Enhanced Equity Income Fund in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 18 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
+2
Holders Change %
+5.13%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
18
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
$7.69M
2
U
UBS
Switzerland
$2.36M
3
DA
Doliver Advisors
Texas
$1.45M
4
SFS
Shaker Financial Services
Virginia
$441K
5
TC
TFS Capital
Pennsylvania
$654K

Top Sellers

1
NSIM
North Star Investment Management
Illinois
$3.85M
2
KIM
Karpus Investment Management
New York
$3.87M
3
WAM
Wolverine Asset Management
Illinois
$608K
4
SG Americas Securities
SG Americas Securities
New York
$0
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
$7K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$11.3M -$30.6K -2,292 -0.3%
Morgan Stanley
2
Morgan Stanley
New York
$8.83M -$190K -14,241 -2%
Invesco
3
Invesco
Georgia
$7.69M +$2.73M +204,394 +55%
Wells Fargo
4
Wells Fargo
California
$5.11M -$35.5K -2,664 -0.7%
KIM
5
Karpus Investment Management
New York
$3.87M -$1.87M -140,506 -33%
NSIM
6
North Star Investment Management
Illinois
$3.85M -$2.9M -217,113 -43%
U
7
UBS
Switzerland
$2.36M +$754K +56,530 +47%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.66M +$21.3K +1,596 +1%
BTS
9
BB&T Securities
Virginia
$1.63M +$10.7K +80 +0.7%
RJA
10
Raymond James & Associates
Florida
$1.51M +$220K +16,498 +17%
DA
11
Doliver Advisors
Texas
$1.45M +$713K +53,482 +97%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.15M +$335K +25,154 +41%
AQR Capital Management
13
AQR Capital Management
Connecticut
$1.12M +$111K +8,352 +11%
FAAS
14
First Allied Advisory Services
California
$856K +$5.32K +400 +0.6%
GC
15
Guggenheim Capital
Illinois
$741K +$338K +25,342 +84%
LPL Financial
16
LPL Financial
California
$726K +$84.2K +6,314 +13%
OC
17
Oppenheimer & Co
New York
$686K -$224K -16,811 -25%
TC
18
TFS Capital
Pennsylvania
$654K +$380K +28,485 +139%
WAM
19
Wolverine Asset Management
Illinois
$608K -$833K -62,526 -58%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$600K +$57K +4,271 +10%
SFS
21
Shaker Financial Services
Virginia
$441K +$441K +33,021 New
VKH
22
Virtu KCG Holdings
New York
$261K +$20.2K +1,512 +8%
SKK
23
Shepherd Kaplan Krochuk
Massachusetts
$223K – – –
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$215K +$84.5K +6,322 +65%
CWM
25
Concert Wealth Management
California
$154K +$239 +18 +0.2%
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