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FFA

First Trust Enhanced Equity Income Fund

35 hedge funds and large institutions have $71.4M invested in First Trust Enhanced Equity Income Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

86% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 7

8% more capital invested

Capital invested by funds: $66.3M → $71.4M (+$5.11M)

6% more funds holding

Funds holding: 3335 (+2)

1.7% more ownership

Funds ownership: 23.22%24.93% (+1.7%)

Holders
35
Holders Change
+2
Holders Change %
+6.06%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
13
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$20.6M +$3.91M +270,219 +23%
Invesco
2
Invesco
Georgia
$14.3M +$775K +53,613 +6%
Morgan Stanley
3
Morgan Stanley
New York
$9.91M -$701K -48,466 -7%
Wells Fargo
4
Wells Fargo
California
$6.04M +$423K +29,295 +7%
NSIM
5
North Star Investment Management
Illinois
$4.33M +$123K +8,540 +3%
RJA
6
Raymond James & Associates
Florida
$2.84M +$211K +14,599 +8%
UBS Group
7
UBS Group
Switzerland
$2.68M +$2.7M +186,695 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.1M +$247K +17,053 +13%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.7M +$166K +11,503 +11%
KIM
10
Karpus Investment Management
New York
$1.27M -$586K -40,570 -31%
GC
11
Guggenheim Capital
Illinois
$1M -$188K -13,001 -16%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$794K -$15.7K -1,083 -2%
Bank of America
13
Bank of America
North Carolina
$539K +$83.3K +5,764 +18%
OC
14
Oppenheimer & Co
New York
$513K +$72.4K +5,009 +16%
LPL Financial
15
LPL Financial
California
$467K -$167K -11,555 -26%
MGAM
16
McGowan Group Asset Management
Texas
$396K +$400K +27,645 New
SKK
17
Shepherd Kaplan Krochuk
Massachusetts
$332K
VKH
18
Virtu KCG Holdings
New York
$296K +$298K +20,644 New
UR
19
USCA RIA
Texas
$287K +$289K +20,000 New
RJT
20
Raymond James Trust
Florida
$281K +$56.4K +3,900 +25%
CWM
21
Concert Wealth Management
California
$166K +$246 +17 +0.1%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$131K +$55.4K +3,832 +72%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$107K
TCOV
24
Trust Company of Vermont
Vermont
$57K
AIG
25
American International Group
New York
$40.1K

FFA Hedge Fund Activity: Q4 2014 in Review

35 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Equity Income Fund (FFA) for Q4 2014, worth a combined $71.4M — up 7.7% from $66.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FFA positions and 4 closed out — a net gain of 4 holders — while 13 added to existing stakes and 7 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $3.91M. The largest seller was Morgan Stanley, cutting an estimated $701K.

  • 35 institutional investors held First Trust Enhanced Equity Income Fund (FFA) as of Q4 2014, up from 33 in Q3 2014.
  • Funds reported $71.4M of First Trust Enhanced Equity Income Fund stock for Q4 2014, up 7.7% quarter-over-quarter.
  • 8 funds opened new First Trust Enhanced Equity Income Fund positions in Q4 2014 and 4 closed out, a net change of +4 holders.
  • The largest First Trust Enhanced Equity Income Fund buyer in Q4 2014 was Advisors Asset Management, an estimated $3.91M added.
  • The largest First Trust Enhanced Equity Income Fund seller in Q4 2014 was Morgan Stanley, an estimated $701K sold.

Based on aggregated 13F filings for Q4 2014.