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FFA

First Trust Enhanced Equity Income Fund

50 hedge funds and large institutions have $79.8M invested in First Trust Enhanced Equity Income Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $75.8M → $79.8M (+$4.01M)

2.6% more ownership

Funds ownership: 28.77%31.37% (+2.6%)

6% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 17

2% less funds holding

Funds holding: 5150 (-1)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
50
Holders Change
-1
Holders Change %
-1.96%
% of All Funds
1.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
18
Reduced
17
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$15.6M +$10.3M +834,978 +213%
AAM
2
Advisors Asset Management
Colorado
$12.2M -$3.53M -287,448 -23%
Morgan Stanley
3
Morgan Stanley
New York
$10.6M +$176K +14,342 +2%
Invesco
4
Invesco
Georgia
$7.08M -$582K -47,343 -8%
RJA
5
Raymond James & Associates
Florida
$4.47M -$16.1K -1,312 -0.4%
NSIM
6
North Star Investment Management
Illinois
$3.71M +$46.3K +3,771 +1%
Wells Fargo
7
Wells Fargo
California
$3.36M -$289K -23,559 -8%
Citigroup
8
Citigroup
New York
$3.1M +$626K +50,962 +27%
SFS
9
Shaker Financial Services
Virginia
$2.9M -$214K -17,420 -7%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.67M +$248K +20,201 +18%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.54M -$116K -9,458 -7%
LPL Financial
12
LPL Financial
California
$1.43M +$89.2K +7,264 +7%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.34M +$388K +31,548 +43%
UBS Group
14
UBS Group
Switzerland
$1.25M -$6.68K -544 -0.5%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$935K +$568K +46,269 +171%
LCM
16
Landscape Capital Management
New Jersey
$879K +$149K +12,115 +21%
Bank of Nova Scotia
17
Bank of Nova Scotia
Ontario, Canada
$877K +$8.28K +674 +1%
DA
18
Doliver Advisors
Texas
$833K +$165K +13,426 +26%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$716K +$152K +12,400 +28%
CRC
20
Curi RMB Capital
Illinois
$515K -$951K -77,402 -66%
AIG
21
American International Group
New York
$447K -$196K -15,950 -31%
CAN
22
Cetera Advisor Networks
California
$381K -$73.2K -5,954 -17%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$360K -$68.5K -5,573 -16%
Bank of America
24
Bank of America
North Carolina
$329K +$24.4K +1,987 +8%
SKK
25
Shepherd Kaplan Krochuk
Massachusetts
$299K

FFA Hedge Fund Activity: Q1 2016 in Review

50 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Equity Income Fund (FFA) for Q1 2016, worth a combined $79.8M — up 5.3% from $75.8M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FFA and 5 opened new positions — a net loss of 1 holder — while 17 trimmed existing stakes and 18 added.

The largest buyer was Karpus Investment Management, adding an estimated $10.3M. The largest seller was Advisors Asset Management, cutting an estimated $3.53M.

  • 50 institutional investors held First Trust Enhanced Equity Income Fund (FFA) as of Q1 2016, down from 51 in Q4 2015.
  • Funds reported $79.8M of First Trust Enhanced Equity Income Fund stock for Q1 2016, up 5.3% quarter-over-quarter.
  • 5 funds opened new First Trust Enhanced Equity Income Fund positions in Q1 2016 and 6 closed out, a net change of -1 holder.
  • The largest First Trust Enhanced Equity Income Fund buyer in Q1 2016 was Karpus Investment Management, an estimated $10.3M added.
  • The largest First Trust Enhanced Equity Income Fund seller in Q1 2016 was Advisors Asset Management, an estimated $3.53M sold.

Based on aggregated 13F filings for Q1 2016.