Bank of Nova Scotia’s First Trust Enhanced Equity Income Fund FFA Stock Holding History

Bank of Nova Scotia’s Portfolio FFA Stock Details FFA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-10,625	Closed	-$170K	–	866
2018 Q3	$170K	Sell	10,625 -19,435	-65%	-$316K	﹤0.01%	850
2018 Q2	$473K	Buy	+30,060	New	+$463K	﹤0.01%	761
2017 Q4	–	Sell	-48,398	Closed	-$728K	–	936
2017 Q3	$728K	Buy	+48,398	New	+$723K	﹤0.01%	803
2017 Q1	–	Sell	-56,888	Closed	-$769K	–	899
2016 Q4	$769K	Buy	+56,888	New	+$763K	﹤0.01%	526
2016 Q3	–	Sell	-69,802	Closed	-$916K	–	748
2016 Q2	$916K	Buy	69,802 +1,024	+1%	+$13.2K	0.01%	384
2016 Q1	$877K	Buy	68,778 +674	+1%	+$8.28K	0.01%	379
2015 Q4	$899K	Buy	+68,104	New	+$910K	﹤0.01%	411

Other funds holding FFA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Exeter Financial Scottsdale, Arizona $261M AUM 20.48% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NSIM

North Star Investment Management Chicago, Illinois $1.84B AUM 28.81% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Bank of Nova Scotia's FFA Position: Q4 2018 in Review

Bank of Nova Scotia sold out of First Trust Enhanced Equity Income Fund (FFA) in Q4 2018, closing a stake of 10,625 shares — an estimated $170K sold.

Bank of Nova Scotia first reported a position in FFA in Q4 2015 and held it in 7 quarters. The position peaked at $916K in Q2 2016. 47 funds tracked by Wall St. Rank hold FFA as of Q4 2018.

Bank of Nova Scotia reported no remaining First Trust Enhanced Equity Income Fund position as of Q4 2018 after selling out during the quarter.
Bank of Nova Scotia sold 10,625 First Trust Enhanced Equity Income Fund shares in Q4 2018, an estimated $170K.
Bank of Nova Scotia first reported a position in First Trust Enhanced Equity Income Fund in Q4 2015 and held it in 7 quarters.
Bank of Nova Scotia's First Trust Enhanced Equity Income Fund position peaked at $916K in Q2 2016.
47 funds tracked by Wall St. Rank held First Trust Enhanced Equity Income Fund as of Q4 2018.

Based on Bank of Nova Scotia's 13F filing for Q4 2018, filed 11 Feb 2019.