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FFA

First Trust Enhanced Equity Income Fund

41 hedge funds and large institutions have $81.1M invested in First Trust Enhanced Equity Income Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 13

2% less capital invested

Capital invested by funds: $82.4M → $81.1M (-$1.32M)

1.07% less ownership

Funds ownership: 31.44%30.38% (-1.1%)

13% less funds holding

Funds holding: 4741 (-6)

50% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 8

Holders
41
Holders Change
-6
Holders Change %
-12.77%
% of All Funds
1.09%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
14
Reduced
13
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$17.7M +$78.7K +5,842 +0.4%
Morgan Stanley
2
Morgan Stanley
New York
$12.1M -$724K -53,782 -6%
AAM
3
Advisors Asset Management
Colorado
$11.2M -$2.22M -164,978 -16%
Invesco
4
Invesco
Georgia
$6.82M -$213K -15,793 -3%
RJA
5
Raymond James & Associates
Florida
$6.38M +$1.78M +132,429 +38%
NSIM
6
North Star Investment Management
Illinois
$3.82M -$7.38K -548 -0.2%
Wells Fargo
7
Wells Fargo
California
$3.48M +$97.3K +7,227 +3%
IA
8
Icon Advisers
Colorado
$2.19M +$589K +43,734 +36%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.05M -$29.8K -2,212 -1%
AWA
10
Arete Wealth Advisors
Illinois
$1.97M +$1.99M +147,667 New
UBS Group
11
UBS Group
Switzerland
$1.72M +$56.7K +4,211 +3%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.72M +$119K +8,837 +7%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.29M -$114K -8,479 -8%
SFS
14
Shaker Financial Services
Virginia
$1.15M -$207K -15,363 -15%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$947K -$12.8K -951 -1%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$786K
EDRIA
17
Edmonds Duncan Registered Investment Advisors
Kansas
$759K +$764K +56,763 New
AG
18
Advisor Group
Arizona
$707K +$67.3K +5,000 +10%
LPL Financial
19
LPL Financial
California
$481K -$57.8K -4,291 -11%
SKK
20
Shepherd Kaplan Krochuk
Massachusetts
$465K +$152K +11,320 +48%
CWM
21
Concert Wealth Management
California
$464K +$135K +10,019 +41%
Bank of America
22
Bank of America
North Carolina
$409K -$68.7K -5,099 -14%
OC
23
Oppenheimer & Co
New York
$383K +$99.1K +7,361 +35%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$357K +$31.7K +2,353 +10%
RJT
25
Raymond James Trust
Florida
$312K +$18.5K +1,371 +6%

FFA Hedge Fund Activity: Q3 2016 in Review

41 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Equity Income Fund (FFA) for Q3 2016, worth a combined $81.1M — down 1.6% from $82.4M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FFA and 4 opened new positions — a net loss of 4 holders — while 13 trimmed existing stakes and 14 added.

The largest buyer was Arete Wealth Advisors, opening a new position worth an estimated $1.99M. The largest seller was Citigroup, exiting entirely with an estimated $2.54M sold.

  • 41 institutional investors held First Trust Enhanced Equity Income Fund (FFA) as of Q3 2016, down from 47 in Q2 2016.
  • Funds reported $81.1M of First Trust Enhanced Equity Income Fund stock for Q3 2016, down 1.6% quarter-over-quarter.
  • 4 funds opened new First Trust Enhanced Equity Income Fund positions in Q3 2016 and 8 closed out, a net change of -4 holders.
  • The largest First Trust Enhanced Equity Income Fund buyer in Q3 2016 was Arete Wealth Advisors, an estimated $1.99M added.
  • The largest First Trust Enhanced Equity Income Fund seller in Q3 2016 was Citigroup, an estimated $2.54M sold.

Based on aggregated 13F filings for Q3 2016.