FFA

First Trust Enhanced Equity Income Fund
FFA

Overview Fund Activity

39 hedge funds and large institutions have $58.9M invested in First Trust Enhanced Equity Income Fund in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 3 closing their positions.

Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
16
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$5.74M
2
Invesco
2
Invesco
Georgia
$4.95M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$818K
4
WAM
4
Wolverine Asset Management
Illinois
$1.44M
5
SG Americas Securities
5
SG Americas Securities
New York
$351K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.01M
2
AAM
2
Advisors Asset Management
Colorado
$11.3M
3
DA
3
Doliver Advisors
Texas
$732K
4
SFS
4
Shaker Financial Services
Virginia
$0
5
Citigroup
5
Citigroup
New York
$33K
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$11.3M 849,783 -203,307 -19%
Morgan Stanley
2
Morgan Stanley
New York
$9.01M 676,452 -393,632 -37%
NSIM
3
North Star Investment Management
Illinois
$6.74M 506,007 -2,813 -0.6%
KIM
4
Karpus Investment Management
New York
$5.74M 430,652 +376,103 +689%
Wells Fargo
5
Wells Fargo
California
$5.13M 385,406 +3,531 +0.9%
Invesco
6
Invesco
Georgia
$4.95M 371,850 +220,235 +145%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.63M 122,710 -1,526 -1%
BTS
8
BB&T Securities
Virginia
$1.62M 12,160 -117 -1%
U
9
UBS
Switzerland
$1.6M 120,224 -7,504 -6%
WAM
10
Wolverine Asset Management
Illinois
$1.44M 108,168 +36,040 +50%
RJA
11
Raymond James & Associates
Florida
$1.29M 96,836 +2,360 +2%
AQR Capital Management
12
AQR Capital Management
Connecticut
$1.01M 75,755 +14,202 +23%
OC
13
Oppenheimer & Co
New York
$909K 68,218 -6,141 -8%
FAAS
14
First Allied Advisory Services
California
$851K 63,980 – –
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$818K 61,390 +61,390 New
DA
16
Doliver Advisors
Texas
$732K 54,986 -29,269 -35%
LPL Financial
17
LPL Financial
California
$641K 48,139 +11,700 +32%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$542K 40,680 +7,823 +24%
GC
19
Guggenheim Capital
Illinois
$403K 30,235 +7,873 +35%
SG Americas Securities
20
SG Americas Securities
New York
$351K 26,367 +26,367 New
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$331K 24,796 +20,296 +451%
TC
22
TFS Capital
Pennsylvania
$273K 20,525 -7,216 -26%
VKH
23
Virtu KCG Holdings
New York
$240K 18,019 -8,337 -32%
SKK
24
Shepherd Kaplan Krochuk
Massachusetts
$223K 16,730 +6,520 +64%
CWM
25
Concert Wealth Management
California
$155K 11,564 +17 +0.1%
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