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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
(+3.6%)
Cap. Flow
+$4.8M
Cap. Flow
% of AUM
0.21%
Top 10 Holdings %
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$16.4M |
| 2 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$10.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$9.52M |
| 4 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$9.01M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$8.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$7.9M |
| 2 |
Gabelli Equity Trust
GAB
|
+$6.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$6.23M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$6.22M |
| 5 |
Merck
MRK
|
+$5.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.3% |
| 3 | Financials | 5.25% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Discretionary | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
| $6.99M | 0.3% |
62,385
-5,621
| -8% | -$626K |
|
77
First Trust Preferred Securities and Income ETF
FPE
$6.31B
| $6.78M | 0.29% |
337,751
+57,666
| +21% | +$1.16M |
|
78
LyondellBasell Industries
LYB
$19.9B
| $6.77M | 0.29% |
68,477
-1,704
| -2% | -$153K |
|
79
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
| $6.72M | 0.29% |
20,591
-3,134
| -13% | -$996K |
|
80
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $6.67M | 0.29% |
78,842
+12,569
| +19% | +$1.07M |
|
81
C.H. Robinson
CHRW
$24.2B
| $6.66M | 0.29% |
87,385
-228
| -0.3% | -$15.8K |
|
82
Alphabet (Google) Class C
GOOG
$3.89T
| $6.58M | 0.28% |
136,760
-9,060
| -6% | -$422K |
|
83
WisdomTree Japan Hedged Equity Fund
DXJ
$7.17B
| $6.53M | 0.28% |
119,468
-1,294
| -1% | -$67.9K |
|
84
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
| $6.51M | 0.28% |
143,846
+7,646
| +6% | +$344K |
|
85
Walmart Inc
WMT
$863B
| $6.5M | 0.28% |
247,791
+25,974
| +12% | +$681K |
|
86
Walt Disney
DIS
$161B
| $6.38M | 0.27% |
64,653
-750
| -1% | -$77.2K |
|
|
GRX
87
Gabelli Healthcare & Wellness Trust
GRX
$140M
| $6.28M | 0.27% |
624,512
+10,976
| +2% | +$114K |
|
88
GE Aerospace
GE
$362B
| $6.26M | 0.27% |
53,939
-4,544
| -8% | -$549K |
|
89
Vanguard Dividend Appreciation ETF
VIG
$110B
| $6.24M | 0.27% |
65,917
+950
| +1% | +$88.6K |
|
90
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
| $6.17M | 0.27% |
134,898
-407
| -0.3% | -$18.4K |
|
91
Emerson Electric
EMR
$81.2B
| $6.15M | 0.26% |
95,724
-4,836
| -5% | -$292K |
|
92
Vanguard Small-Cap Value ETF
VBR
$36.8B
| $6.14M | 0.26% |
47,989
-1,434
| -3% | -$177K |
|
93
General Mills
GIS
$19B
| $6.13M | 0.26% |
116,770
-937
| -0.8% | -$51.4K |
|
|
94
iShares Russell 2000 ETF
IWM
$81.2B
| $5.97M | 0.26% |
40,251
-44,274
| -52% | -$6.23M |
|
95
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.35B
| $5.96M | 0.26% |
116,804
+24,437
| +26% | +$1.23M |
|
96
iShares Core MSCI EAFE ETF
IEFA
$185B
| $5.95M | 0.26% |
92,589
+32,468
| +54% | +$2.03M |
|
97
Alibaba
BABA
$273B
| $5.92M | 0.26% |
34,223
-4,478
| -12% | -$726K |
|
98
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.41B
| $5.88M | 0.25% |
203,064
-58,061
| -22% | -$1.64M |
|
99
iShares Core MSCI Europe ETF
IEUR
$8.61B
| $5.8M | 0.25% |
116,885
+58,599
| +101% | +$2.83M |
|
100
Host Hotels & Resorts
HST
$16.4B
| $5.73M | 0.25% |
306,983
-7,752
| -2% | -$141K |
|
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First Allied Advisory Services's Q3 2017 Portfolio in Review
As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
- First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
- First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
- First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
- First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
- First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.