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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LW icon
926
Lamb Weston
LW
$6.82B
$266K 0.01%
4,562
-2
-0% -$105
SOXX icon
927
iShares Semiconductor ETF
SOXX
$44.2B
$266K 0.01%
4,581
+324
+8% +$18.4K
EWT icon
928
iShares MSCI Taiwan ETF
EWT
$10B
$265K 0.01%
7,277
-84
-1% -$3.12K
GRID
929
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
$265K 0.01%
+5,229
New +$262K
COR icon
930
Cencora
COR
$60.3B
$264K 0.01%
2,845
-452
-14% -$37.4K
FDC
931
DELISTED
First Data Corporation
FDC
$264K 0.01%
15,772
+272
+2% +$4.67K
FXI icon
932
iShares China Large-Cap ETF
FXI
$4.31B
$263K 0.01%
5,660
+545
+11% +$25.2K
BCS icon
933
Barclays
BCS
$94.1B
$262K 0.01%
25,085
+1,620
+7% +$15.7K
RGA icon
934
Reinsurance Group of America
RGA
$15.7B
$262K 0.01%
1,678
+3
+0.2% +$454
AHRT
935
AH Realty Trust
AHRT
$534M
$260K 0.01%
16,955
-38,556
-69% -$572K
HYEM icon
936
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$260K 0.01%
+10,646
New +$262K
KIM icon
937
Kimco Realty
KIM
$17.6B
$260K 0.01%
13,775
+2,457
+22% +$46K
COL
938
DELISTED
Rockwell Collins
COL
$260K 0.01%
1,924
-117
-6% -$15.7K
SNI
939
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$260K 0.01%
3,068
-45
-1% -$3.72K
HAIN icon
940
Hain Celestial
HAIN
$47.8M
$259K 0.01%
6,120
+167
+3% +$6.61K
NAD icon
941
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$259K 0.01%
18,393
– –
CXW icon
942
CoreCivic
CXW
$3.1B
$258K 0.01%
11,446
-2,477
-18% -$59.5K
LIT icon
943
Global X Lithium & Battery Tech ETF
LIT
$1.49B
$258K 0.01%
6,856
+1,166
+20% +$45.9K
OLED icon
944
Universal Display
OLED
$3.71B
$258K 0.01%
+1,490
New +$238K
WHR icon
945
Whirlpool
WHR
$2.42B
$258K 0.01%
1,527
+69
+5% +$11.7K
HWM icon
946
Howmet Aerospace
HWM
$116B
$257K 0.01%
12,400
-2,233
-15% -$43.4K
WRB icon
947
W.R. Berkley
WRB
$28B
$257K 0.01%
12,018
+1,687
+16% +$34.5K
ET icon
948
Energy Transfer Partners
ET
$70.1B
$256K 0.01%
14,873
+805
+6% +$13.7K
PHM icon
949
Pultegroup
PHM
$24.5B
$256K 0.01%
+7,662
New +$238K
JMF
950
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$256K 0.01%
22,470
+523
+2% +$5.76K
36 37
38
39 40

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.