First Allied Advisory Services’s Global X Lithium & Battery Tech ETF LIT Stock Holding History

First Allied Advisory Services’s Portfolio LIT Stock Details LIT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-3,666	Closed	-$87K	–	1438
2019 Q3	$87K	Sell	3,666 -4,040	-52%	-$100K	﹤0.01%	1262
2019 Q2	$201K	Sell	7,706 -100	-1%	-$2.69K	0.01%	1101
2019 Q1	$222K	Buy	+7,806	New	+$223K	0.01%	1003
2018 Q4	–	Sell	-7,110	Closed	-$235K	–	1138
2018 Q3	$235K	Sell	7,110 -1,148	-14%	-$37.1K	0.01%	1015
2018 Q2	$270K	Buy	8,258 +367	+5%	+$12.3K	0.01%	926
2018 Q1	$259K	Buy	7,891 +1,035	+15%	+$37.7K	0.01%	937
2017 Q4	$258K	Buy	6,856 +1,166	+20%	+$45.9K	0.01%	943
2017 Q3	$202K	Buy	+5,690	New	+$188K	0.01%	1019

Other funds holding LIT

MFM

MD Financial Management Ottawa, Ontario, Canada $4.15B AUM 11.74% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

First Allied Advisory Services's LIT Position: Q4 2019 in Review

First Allied Advisory Services sold out of Global X Lithium & Battery Tech ETF (LIT) in Q4 2019, closing a stake of 3,666 shares — an estimated $87K sold.

First Allied Advisory Services first reported a position in LIT in Q3 2017 and held it in 8 quarters. The position peaked at $270K in Q2 2018. 98 funds tracked by Wall St. Rank hold LIT as of Q4 2019.

First Allied Advisory Services reported no remaining Global X Lithium & Battery Tech ETF position as of Q4 2019 after selling out during the quarter.
First Allied Advisory Services sold 3,666 Global X Lithium & Battery Tech ETF shares in Q4 2019, an estimated $87K.
First Allied Advisory Services first reported a position in Global X Lithium & Battery Tech ETF in Q3 2017 and held it in 8 quarters.
First Allied Advisory Services's Global X Lithium & Battery Tech ETF position peaked at $270K in Q2 2018.
98 funds tracked by Wall St. Rank held Global X Lithium & Battery Tech ETF as of Q4 2019.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.