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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
Cap. Flow
+$4.8M
Cap. Flow %
0.21%
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118

Top Buys

Rank Stock Value
1
VIXY icon
ProShares VIX Short-Term Futures ETF
VIXY
+$16.4M
2
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$10.8M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.52M
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.01M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.3M

Top Sells

Rank Stock Value
1
SCHW
Charles Schwab
SCHW
+$7.9M
2
GAB icon
Gabelli Equity Trust
GAB
+$6.6M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$6.23M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.22M
5
MRK icon
Merck
MRK
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.3%
3 Financials 5.25%
4 Industrials 4.8%
5 Consumer Discretionary 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGC icon
876
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$263K 0.01%
3,062
-1,691
-36% -$143K
PARA
877
DELISTED
Paramount Global Class B
PARA
$263K 0.01%
4,487
-4
-0.1% -$253
SUB icon
878
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$263K 0.01%
2,450
-1,661
-40% -$176K
LM
879
DELISTED
Legg Mason, Inc.
LM
$262K 0.01%
6,702
-918
-12% -$35.3K
AMP icon
880
Ameriprise Financial
AMP
$46.8B
$261K 0.01%
1,785
-74
-4% -$10.3K
GOVT icon
881
iShares US Treasury Bond ETF
GOVT
$43.6B
$261K 0.01%
10,295
+1,479
+17% +$37.5K
CHK
882
DELISTED
Chesapeake Energy Corporation
CHK
$261K 0.01%
307
-57
-16% -$48.9K
EOG icon
883
EOG Resources
EOG
$78B
$260K 0.01%
2,697
-1,114
-29% -$101K
NAD icon
884
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$260K 0.01%
18,393
+3,254
+21% +$46.4K
IONS icon
885
Ionis Pharmaceuticals
IONS
$9.35B
$259K 0.01%
5,136
-327
-6% -$17.1K
BXP icon
886
Boston Properties
BXP
$11B
$258K 0.01%
2,112
+17
+0.8% +$2.06K
IGHG icon
887
ProShares Investment Grade-Interest Rate Hedged
IGHG
$323M
$258K 0.01%
3,351
+235
+8% +$17.9K
WWD icon
888
Woodward
WWD
$25B
$258K 0.01%
3,336
-2,043
-38% -$144K
MUH
889
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$258K 0.01%
16,493
+223
+1% +$3.56K
CHL
890
DELISTED
China Mobile Limited
CHL
$258K 0.01%
5,107
+818
+19% +$43.6K
ICLR icon
891
Icon
ICLR
$12.8B
$257K 0.01%
2,255
-542
-19% -$57.6K
VTRS icon
892
Viatris
VTRS
$20.1B
$255K 0.01%
8,174
-1,801
-18% -$61.1K
WRK
893
DELISTED
WestRock Company
WRK
$254K 0.01%
+4,501
New +$257K
UUP icon
894
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
$253K 0.01%
10,518
-432
-4% -$10.5K
MNR
895
DELISTED
Monmouth Real Estate Investment Corp
MNR
$252K 0.01%
15,645
-127
-0.8% -$1.99K
SNLN
896
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$251K 0.01%
13,613
-1,416
-9% -$26K
ADRE
897
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$251K 0.01%
5,955
+500
+9% +$20.8K
DPLO
898
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$250K 0.01%
12,050
-298
-2% -$5.04K
NWL icon
899
Newell Brands
NWL
$2.16B
$249K 0.01%
5,834
-256
-4% -$12.5K
PBI icon
900
Pitney Bowes
PBI
$2.42B
$249K 0.01%
17,604
-558
-3% -$7.66K
34 35
36
37 38

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q3 2017 Portfolio in Review

As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.

  • First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
  • First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
  • First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
  • First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
  • First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
  • First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.

Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.