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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYMB icon
801
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$351K 0.01%
12,536
-8,116
-39% -$226K
IHE icon
802
iShares US Pharmaceuticals ETF
IHE
$1.47B
$351K 0.01%
6,789
+57
+0.8% +$2.93K
EPI icon
803
WisdomTree India Earnings Fund ETF
EPI
$2.02B
$350K 0.01%
12,535
+2,018
+19% +$53.8K
WYNN icon
804
Wynn Resorts
WYNN
$10.1B
$350K 0.01%
2,061
-562
-21% -$86.7K
IYR icon
805
iShares US Real Estate ETF
IYR
$4.59B
$348K 0.01%
4,332
-21,717
-83% -$1.76M
EIX icon
806
Edison International
EIX
$30.7B
$346K 0.01%
5,513
+1,546
+39% +$118K
VMC icon
807
Vulcan Materials
VMC
$36.3B
$346K 0.01%
2,690
+47
+2% +$5.74K
CEF icon
808
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$345K 0.01%
25,805
+2,670
+12% +$35.1K
SHYG icon
809
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$345K 0.01%
7,337
+2,246
+44% +$106K
WRK
810
DELISTED
WestRock Company
WRK
$345K 0.01%
5,484
+983
+22% +$59.7K
POWA icon
811
Invesco Bloomberg Pricing Power ETF
POWA
$174M
$344K 0.01%
7,433
+1,000
+16% +$45.9K
RFG icon
812
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
$344K 0.01%
11,165
-1,055
-9% -$31.8K
USO icon
813
United States Oil Fund
USO
$2.45B
$343K 0.01%
3,578
-53
-1% -$4.71K
FEM icon
814
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$342K 0.01%
+12,304
New +$336K
CSM icon
815
ProShares Large Cap Core Plus
CSM
$509M
$341K 0.01%
10,222
– –
LM
816
DELISTED
Legg Mason, Inc.
LM
$341K 0.01%
8,110
+1,408
+21% +$55.3K
HPE icon
817
Hewlett Packard
HPE
$63.2B
$340K 0.01%
23,547
-1,289
-5% -$18.3K
INTU icon
818
Intuit
INTU
$81.1B
$340K 0.01%
2,129
+55
+3% +$8.38K
FM
819
DELISTED
iShares Frontier and Select EM ETF
FM
$340K 0.01%
10,306
+1,562
+18% +$50.4K
PBP icon
820
Invesco S&P 500 BuyWrite ETF
PBP
$352M
$339K 0.01%
15,980
-20,254
-56% -$455K
PKW icon
821
Invesco BuyBack Achievers ETF
PKW
$1.69B
$339K 0.01%
5,725
– –
HBAN icon
822
Huntington Bancshares
HBAN
$35.1B
$338K 0.01%
23,373
-1,828
-7% -$25.7K
WBD icon
823
Warner Bros
WBD
$64.6B
$338K 0.01%
15,213
-19,706
-56% -$385K
LH icon
824
Labcorp
LH
$24.3B
$337K 0.01%
2,464
+14
+0.6% +$1.85K
PXD
825
DELISTED
Pioneer Natural Resource Co.
PXD
$337K 0.01%
+1,963
New +$302K
31 32
33
34 35

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WAM
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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.