First Allied Advisory Services’s iShares Frontier and Select EM ETF FM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-1,119	Closed	-$31K	–	1690
2019 Q3	$31K	Buy	+1,119	New	+$32.6K	﹤0.01%	1421
2018 Q1	–	Sell	-10,306	Closed	-$340K	–	1579
2017 Q4	$340K	Buy	10,306 +1,562	+18%	+$50.4K	0.01%	819
2017 Q3	$273K	Sell	8,744 -3,144	-26%	-$94.5K	0.01%	851
2017 Q2	$340K	Buy	+11,888	New	+$344K	0.02%	768
2017 Q1	–	Sell	-13,052	Closed	-$324K	–	1211
2016 Q4	$324K	Buy	13,052 +1,357	+12%	+$34K	0.02%	747
2016 Q3	$300K	Buy	11,695 +1,569	+15%	+$39.2K	0.02%	744
2016 Q2	$244K	Sell	10,126 -1,075	-10%	-$27K	0.01%	841
2016 Q1	$272K	Sell	11,201 -242	-2%	-$5.73K	0.02%	776
2015 Q4	$280K	Sell	11,443 -5,334	-32%	-$137K	0.01%	814
2015 Q3	$426K	Sell	16,777 -2,378	-12%	-$64.6K	0.02%	612
2015 Q2	$562K	Buy	19,155 +212	+1%	+$6.45K	0.03%	586
2015 Q1	$562K	Buy	18,943 +11,216	+145%	+$338K	0.04%	541
2014 Q4	$238K	Sell	7,727 -480	-6%	-$16.7K	0.02%	862
2014 Q3	$313K	Sell	8,207 -2,409	-23%	-$92.8K	0.02%	715
2014 Q2	$383K	Buy	+10,616	New	+$402K	0.03%	623