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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
(+3.6%)
Cap. Flow
+$4.8M
Cap. Flow
% of AUM
0.21%
Top 10 Holdings %
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$16.4M |
| 2 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$10.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$9.52M |
| 4 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$9.01M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$8.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$7.9M |
| 2 |
Gabelli Equity Trust
GAB
|
+$6.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$6.23M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$6.22M |
| 5 |
Merck
MRK
|
+$5.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.3% |
| 3 | Financials | 5.25% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Discretionary | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
801
Edison International
EIX
$30.7B
| $305K | 0.01% |
3,967
-110
| -3% | -$8.7K |
|
802
iShares MSCI Germany ETF
EWG
$1.5B
| $305K | 0.01% |
9,551
-923
| -9% | -$28.7K |
|
803
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
| $305K | 0.01% |
10,410
+120
| +1% | +$3.33K |
|
804
United States Oil Fund
USO
$2.45B
| $304K | 0.01% |
3,631
-193
| -5% | -$15.2K |
|
805
Schwab U.S Small- Cap ETF
SCHA
$22.5B
| $303K | 0.01% |
18,072
-992
| -5% | -$15.9K |
|
806
Western Union
WU
$2.57B
| $303K | 0.01% |
15,594
-14,536
| -48% | -$277K |
|
|
TIER
807
DELISTED
TIER REIT, Inc.
TIER
| $303K | 0.01% |
15,872
+4,161
| +36% | +$76.5K |
|
808
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $302K | 0.01% |
5,764
-731
| -11% | -$38.6K |
|
|
SRC
809
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $301K | 0.01% |
7,749
-6,401
| -45% | -$236K |
|
|
KTF
810
DWS Municipal Income Trust
KTF
$346M
| $299K | 0.01% |
23,453
| – | – |
|
811
Macy's
M
$6.15B
| $299K | 0.01% |
13,697
+3,983
| +41% | +$87.6K |
|
|
MOMO
812
Hello Group
MOMO
$869M
| $297K | 0.01% |
9,409
-3,702
| -28% | -$147K |
|
813
SAP
SAP
$187B
| $297K | 0.01% |
2,679
+280
| +12% | +$29.7K |
|
814
Elevance Health
ELV
$81.9B
| $296K | 0.01% |
1,552
-250
| -14% | -$47.6K |
|
815
Intuit
INTU
$81.1B
| $296K | 0.01% |
+2,074
| New | +$286K |
|
816
PG&E
PCG
$47.8B
| $296K | 0.01% |
4,340
-350
| -7% | -$24K |
|
817
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$321M
| $296K | 0.01% |
+4,272
| New | +$291K |
|
|
SLY
818
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $296K | 0.01% |
4,536
-310
| -6% | -$19.1K |
|
819
AES
AES
$10.6B
| $295K | 0.01% |
27,006
-2,948
| -10% | -$32.9K |
|
820
Sprott Physical Gold and Silver Trust
CEF
$7.43B
| $295K | 0.01% |
23,135
-300
| -1% | -$3.79K |
|
|
RGC
821
DELISTED
Regal Entertainment Group
RGC
| $295K | 0.01% |
18,659
-9,628
| -34% | -$166K |
|
822
Canadian Imperial Bank of Commerce
CM
$107B
| $293K | 0.01% |
6,754
+1,424
| +27% | +$61K |
|
|
HIX
823
Western Asset High Income Fund II
HIX
$352M
| $293K | 0.01% |
40,900
-4,000
| -9% | -$28.8K |
|
824
Olin
OLN
$2.64B
| $292K | 0.01% |
8,632
-991
| -10% | -$30.9K |
|
825
Rithm Capital
RITM
$5.09B
| $292K | 0.01% |
17,362
+1,676
| +11% | +$27.5K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2017 Portfolio in Review
As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
- First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
- First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
- First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
- First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
- First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.