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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
Cap. Flow
+$4.8M
Cap. Flow %
0.21%
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118

Top Buys

Rank Stock Value
1
VIXY icon
ProShares VIX Short-Term Futures ETF
VIXY
+$16.4M
2
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$10.8M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.52M
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.01M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.3M

Top Sells

Rank Stock Value
1
SCHW
Charles Schwab
SCHW
+$7.9M
2
GAB icon
Gabelli Equity Trust
GAB
+$6.6M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$6.23M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.22M
5
MRK icon
Merck
MRK
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.3%
3 Financials 5.25%
4 Industrials 4.8%
5 Consumer Discretionary 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSM icon
776
ProShares Large Cap Core Plus
CSM
$509M
$323K 0.01%
10,222
-40
-0.4% -$1.22K
MAR icon
777
Marriott International
MAR
$98.7B
$323K 0.01%
2,910
-620
-18% -$63.9K
SNV
778
DELISTED
Synovus
SNV
$323K 0.01%
6,979
-252
-3% -$10.9K
TWO
779
Two Harbors Investment
TWO
$1.27B
$323K 0.01%
4,012
+352
+10% +$28.1K
CMG icon
780
Chipotle Mexican Grill
CMG
$40.8B
$322K 0.01%
49,400
-31,050
-39% -$209K
EL icon
781
Estee Lauder
EL
$29B
$321K 0.01%
2,957
-121
-4% -$12.4K
FEZ icon
782
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$321K 0.01%
7,784
+131
+2% +$5.22K
LH icon
783
Labcorp
LH
$24.3B
$320K 0.01%
2,450
-1,080
-31% -$144K
NRG icon
784
NRG Energy
NRG
$29.8B
$320K 0.01%
12,328
-1,845
-13% -$43.6K
PKW icon
785
Invesco BuyBack Achievers ETF
PKW
$1.69B
$320K 0.01%
5,725
-1,475
-20% -$79.8K
SODA
786
DELISTED
SodaStream International Ltd
SODA
$320K 0.01%
4,822
+628
+15% +$36.6K
ALGN icon
787
Align Technology
ALGN
$12B
$318K 0.01%
1,711
+44
+3% +$7.53K
ROBO icon
788
ROBO Global Robotics & Automation Index ETF
ROBO
$1.9B
$317K 0.01%
8,185
-221
-3% -$8.05K
FDUS icon
789
Fidus Investment
FDUS
$737M
$316K 0.01%
19,595
+440
+2% +$7.22K
VMC icon
790
Vulcan Materials
VMC
$36.3B
$316K 0.01%
2,643
-441
-14% -$52.9K
CE icon
791
Celanese
CE
$5.09B
$315K 0.01%
3,021
-224
-7% -$22K
IGD
792
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$503M
$315K 0.01%
38,919
+4,844
+14% +$37.4K
FDEU
793
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$315K 0.01%
16,212
+674
+4% +$12.7K
XHR
794
Xenia Hotels & Resorts
XHR
$1.98B
$314K 0.01%
+14,859
New +$298K
VXX
795
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$312K 0.01%
7,975
+187
+2% +$8.68K
FIW icon
796
First Trust Water ETF
FIW
$1.84B
$309K 0.01%
6,840
+2,020
+42% +$87.6K
FTSM icon
797
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$308K 0.01%
5,115
-2,534
-33% -$152K
NTAP icon
798
NetApp
NTAP
$32.9B
$308K 0.01%
7,123
-629
-8% -$26K
PCI
799
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$306K 0.01%
13,300
+1,085
+9% +$24.6K
AIG icon
800
American International
AIG
$41.9B
$305K 0.01%
4,968
-2,573
-34% -$160K
30 31
32
33 34

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q3 2017 Portfolio in Review

As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.

  • First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
  • First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
  • First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
  • First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
  • First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
  • First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.

Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.