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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
Cap. Flow
+$4.8M
Cap. Flow %
0.21%
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118

Top Buys

Rank Stock Value
1
VIXY icon
ProShares VIX Short-Term Futures ETF
VIXY
+$16.4M
2
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$10.8M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.52M
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.01M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.3M

Top Sells

Rank Stock Value
1
SCHW
Charles Schwab
SCHW
+$7.9M
2
GAB icon
Gabelli Equity Trust
GAB
+$6.6M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$6.23M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.22M
5
MRK icon
Merck
MRK
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.3%
3 Financials 5.25%
4 Industrials 4.8%
5 Consumer Discretionary 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFCFA
751
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$350K 0.02%
13,101
-1,680
-11% -$46.3K
SKYY icon
752
First Trust Cloud Computing ETF
SKYY
$2.74B
$348K 0.02%
8,326
+646
+8% +$26.4K
PHYS icon
753
Sprott Physical Gold
PHYS
$14.6B
$347K 0.01%
33,194
-2,200
-6% -$22.9K
FXR icon
754
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$346K 0.01%
9,368
+3,608
+63% +$129K
IXJ icon
755
iShares Global Healthcare ETF
IXJ
$4.11B
$346K 0.01%
6,204
+250
+4% +$13.7K
TAP icon
756
Molson Coors Class B
TAP
$7.68B
$345K 0.01%
4,246
+870
+26% +$76.5K
VRTX icon
757
Vertex Pharmaceuticals
VRTX
$121B
$345K 0.01%
2,271
-183
-7% -$27.5K
MCHP icon
758
Microchip Technology
MCHP
$42.8B
$344K 0.01%
7,660
+600
+8% +$25.2K
TUP
759
DELISTED
Tupperware Brands Corporation
TUP
$344K 0.01%
5,549
-244
-4% -$15K
BF.B icon
760
Brown-Forman Class B
BF.B
$12B
$342K 0.01%
9,872
-530
-5% -$17.2K
RWR icon
761
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$339K 0.01%
3,696
-4,268
-54% -$397K
PWV icon
762
Invesco Large Cap Value ETF
PWV
$1.66B
$338K 0.01%
9,059
-27
-0.3% -$985
AOD
763
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$337K 0.01%
37,242
-148
-0.4% -$1.3K
FFC
764
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$337K 0.01%
15,780
+650
+4% +$13.8K
KSS icon
765
Kohl's
KSS
$2.03B
$337K 0.01%
7,427
-627
-8% -$25.7K
QCLN icon
766
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$633M
$337K 0.01%
+17,517
New +$327K
WEC icon
767
WEC Energy
WEC
$37.7B
$337K 0.01%
5,370
+631
+13% +$40.3K
SPYM
768
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$336K 0.01%
11,440
– –
USRT icon
769
iShares Core US REIT ETF
USRT
$4.74B
$334K 0.01%
6,772
+645
+11% +$31.9K
TNL icon
770
Travel + Leisure Co
TNL
$4.54B
$333K 0.01%
7,059
-758
-10% -$34.6K
TT icon
771
Trane Technologies
TT
$106B
$331K 0.01%
3,721
-1,154
-24% -$102K
DFE icon
772
WisdomTree Europe SmallCap Dividend Fund
DFE
$163M
$330K 0.01%
4,790
-2,426
-34% -$163K
BWXT icon
773
BWX Technologies
BWXT
$16B
$328K 0.01%
5,807
-6,166
-51% -$327K
EWW icon
774
iShares MSCI Mexico ETF
EWW
$1.89B
$328K 0.01%
6,038
-4,045
-40% -$227K
IOO icon
775
iShares Global 100 ETF
IOO
$8.56B
$326K 0.01%
7,390
+800
+12% +$34.5K
29 30
31
32 33

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
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CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2017 Portfolio in Review

As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.

  • First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
  • First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
  • First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
  • First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
  • First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
  • First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.

Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.