First Allied Advisory Services’s Sprott Physical Gold PHYS Stock Holding History

First Allied Advisory Services’s Portfolio PHYS Stock Details PHYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-28,240	Closed	-$335K	–	1478
2019 Q3	$335K	Sell	28,240 -915	-3%	-$10.8K	0.01%	842
2019 Q2	$330K	Hold	29,155	–	–	0.01%	840
2019 Q1	$304K	Sell	29,155 -1,152	-4%	-$12.1K	0.01%	873
2018 Q4	$313K	Buy	+30,307	New	+$299K	0.01%	764
2018 Q1	–	Sell	-31,494	Closed	-$332K	–	1380
2017 Q4	$332K	Sell	31,494 -1,700	-5%	-$17.7K	0.01%	830
2017 Q3	$347K	Sell	33,194 -2,200	-6%	-$22.9K	0.01%	753
2017 Q2	$358K	Sell	35,394 -6,320	-15%	-$65K	0.02%	745
2017 Q1	$376K	Buy	41,714 +2,670	+7%	+$26.7K	0.02%	693
2016 Q4	$367K	Sell	39,044 -497	-1%	-$4.98K	0.02%	706
2016 Q3	$433K	Buy	39,541 +400	+1%	+$4.43K	0.02%	619
2016 Q2	$428K	Buy	39,141 +804	+2%	+$8.41K	0.02%	604
2016 Q1	$387K	Buy	38,337 +12,772	+50%	+$125K	0.02%	646
2015 Q4	$223K	Buy	+25,565	New	+$232K	0.01%	911
2015 Q1	–	Sell	-45,615	Closed	-$446K	–	1119
2014 Q4	$446K	Hold	45,615	–	–	0.03%	567
2014 Q3	$455K	Hold	45,615	–	–	0.04%	541
2014 Q2	$503K	Hold	45,615	–	–	0.04%	516
2014 Q1	$486K	Hold	45,615	–	–	0.04%	527
2013 Q4	$454K	Buy	+45,615	New	+$481K	0.04%	530

Other funds holding PHYS

EAM

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $6.07B AUM 34.81% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $32.7B AUM 35.71% 1-Year Est. Return

PHS

Pekin Hardy Strauss Chicago, Illinois $1.14B AUM 37.36% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

FHC

Forest Hill Capital Little Rock, Arkansas $130M AUM 29.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

First Allied Advisory Services's PHYS Position: Q4 2019 in Review

First Allied Advisory Services sold out of Sprott Physical Gold (PHYS) in Q4 2019, closing a stake of 28,240 shares — an estimated $335K sold.

First Allied Advisory Services first reported a position in PHYS in Q4 2013 and held it in 18 quarters. The position peaked at $503K in Q2 2014. 202 funds tracked by Wall St. Rank hold PHYS as of Q4 2019.

First Allied Advisory Services reported no remaining Sprott Physical Gold position as of Q4 2019 after selling out during the quarter.
First Allied Advisory Services sold 28,240 Sprott Physical Gold shares in Q4 2019, an estimated $335K.
First Allied Advisory Services first reported a position in Sprott Physical Gold in Q4 2013 and held it in 18 quarters.
First Allied Advisory Services's Sprott Physical Gold position peaked at $503K in Q2 2014.
202 funds tracked by Wall St. Rank held Sprott Physical Gold as of Q4 2019.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.