First Allied Advisory Services’s Sprott Physical Gold PHYS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-28,240	Closed	-$335K	–	1478
2019 Q3	$335K	Sell	28,240 -915	-3%	-$10.8K	0.01%	842
2019 Q2	$330K	Hold	29,155	–	–	0.01%	840
2019 Q1	$304K	Sell	29,155 -1,152	-4%	-$12.1K	0.01%	873
2018 Q4	$313K	Buy	+30,307	New	+$299K	0.01%	764
2018 Q1	–	Sell	-31,494	Closed	-$332K	–	1380
2017 Q4	$332K	Sell	31,494 -1,700	-5%	-$17.7K	0.01%	830
2017 Q3	$347K	Sell	33,194 -2,200	-6%	-$22.9K	0.01%	753
2017 Q2	$358K	Sell	35,394 -6,320	-15%	-$65K	0.02%	745
2017 Q1	$376K	Buy	41,714 +2,670	+7%	+$26.7K	0.02%	693
2016 Q4	$367K	Sell	39,044 -497	-1%	-$4.98K	0.02%	706
2016 Q3	$433K	Buy	39,541 +400	+1%	+$4.43K	0.02%	619
2016 Q2	$428K	Buy	39,141 +804	+2%	+$8.41K	0.02%	604
2016 Q1	$387K	Buy	38,337 +12,772	+50%	+$125K	0.02%	646
2015 Q4	$223K	Buy	+25,565	New	+$232K	0.01%	911
2015 Q1	–	Sell	-45,615	Closed	-$446K	–	1119
2014 Q4	$446K	Hold	45,615	–	–	0.03%	567
2014 Q3	$455K	Hold	45,615	–	–	0.04%	541
2014 Q2	$503K	Hold	45,615	–	–	0.04%	516
2014 Q1	$486K	Hold	45,615	–	–	0.04%	527
2013 Q4	$454K	Buy	+45,615	New	+$481K	0.04%	530