First Allied Advisory Services’s First Trust Industrials/Producer Durables AlphaDEX Fund FXR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-6,656	Closed	-$302K	–	1119
2019 Q4	$302K	Hold	6,656	–	–	0.01%	928
2019 Q3	$278K	Sell	6,656 -118	-2%	-$4.91K	0.01%	925
2019 Q2	$287K	Sell	6,774 -1,382	-17%	-$56.6K	0.01%	906
2019 Q1	$326K	Sell	8,156 -149	-2%	-$5.73K	0.01%	834
2018 Q4	$283K	Sell	8,305 -2,748	-25%	-$103K	0.01%	801
2018 Q3	$469K	Buy	11,053 +1,640	+17%	+$68.1K	0.02%	746
2018 Q2	$370K	Sell	9,413 -3,870	-29%	-$154K	0.01%	794
2018 Q1	$528K	Buy	13,283 +2,505	+23%	+$102K	0.02%	646
2017 Q4	$437K	Buy	10,778 +1,410	+15%	+$54.5K	0.02%	708
2017 Q3	$346K	Buy	9,368 +3,608	+63%	+$129K	0.01%	754
2017 Q2	$203K	Buy	+5,760	New	+$200K	0.01%	1028
2017 Q1	–	Sell	-6,132	Closed	-$202K	–	1116
2016 Q4	$202K	Buy	+6,132	New	+$192K	0.01%	993
2016 Q2	–	Sell	-15,266	Closed	-$424K	–	1059
2016 Q1	$424K	Buy	+15,266	New	+$387K	0.02%	604
2014 Q4	–	Sell	-7,052	Closed	-$207K	–	1060
2014 Q3	$207K	Buy	+7,052	New	+$213K	0.02%	910