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First Trust Industrials/Producer Durables AlphaDEX Fund

97 hedge funds and large institutions have $215M invested in First Trust Industrials/Producer Durables AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 16 increasing their positions, 50 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% less funds holding

Funds holding: 11697 (-19)

27.22% less ownership

Funds ownership: 85.51%58.3% (-27%)

49% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 39

68% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 50

85% less capital invested

Capital invested by funds: $1.45B → $215M (-$1.23B)

100% less funds holding in top 10

Funds holding in top 10: 60 (-6)

Holders
97
Holders Change
-19
Holders Change %
-16.38%
% of All Funds
2.16%
Holding in Top 10
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-100%
% of All Funds
New
20
Increased
16
Reduced
50
Closed
39
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$50.9M -$85.5M -2,276,113 -60%
Wells Fargo
2
Wells Fargo
California
$38.6M -$85.3M -2,270,754 -67%
UBS Group
3
UBS Group
Switzerland
$29.1M -$7.91M -210,674 -20%
Bank of America
4
Bank of America
North Carolina
$12M -$30.1M -800,945 -70%
LPL Financial
5
LPL Financial
California
$9.82M -$1.46M -38,910 -12%
CS
6
Credit Suisse
Switzerland
$8.8M +$9.41M +250,459 +3,241%
RJA
7
Raymond James & Associates
Florida
$5.89M -$24.8M -659,963 -79%
TRCT
8
Tower Research Capital (TRC)
New York
$5.17M +$5.69M +151,618 +15,161,800%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$4.8M -$8.07M -214,894 -60%
VF
10
Virtu Financial
New York
$4.45M +$4.9M +130,420 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$4.1M +$4.1M +109,142 +979%
BA
12
BKS Advisors
Michigan
$3.48M -$2.34M -62,435 -38%
DADC
13
D.A. Davidson & Co
Montana
$2.86M +$122K +3,247 +4%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$2.5M -$5.47M -145,716 -67%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$2.44M -$7.47M -198,798 -74%
Jane Street
16
Jane Street
New York
$1.95M +$2.15M +57,227 New
TSS
17
Two Sigma Securities
New York
$1.74M +$1.92M +51,086 New
HighTower Advisors
18
HighTower Advisors
Illinois
$1.6M -$1.01M -26,816 -36%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$1.56M -$6.14M -163,406 -78%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1.5M -$16.3M -433,895 -91%
Millennium Management
21
Millennium Management
New York
$1.38M +$1.52M +40,396 New
PFS
22
Prospera Financial Services
Texas
$1.27M +$772K +20,561 +124%
MM
23
Main Management
California
$1.02M
LFAS
24
Level Four Advisory Services
Texas
$1M -$48.6K -1,294 -4%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$929K -$3.66M -97,432 -78%