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First Trust Industrials/Producer Durables AlphaDEX Fund

53 hedge funds and large institutions have $89.4M invested in First Trust Industrials/Producer Durables AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $89.8M → $89.4M (-$451K)

5% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 19

2% less funds holding

Funds holding: 5453 (-1)

4.58% less ownership

Funds ownership: 55.59%51.01% (-4.6%)

Holders
53
Holders Change
-1
Holders Change %
-1.85%
% of All Funds
1.41%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
18
Reduced
19
Closed
7
Calls
$239K
Puts
Net Calls
+$239K
Net Calls Change
+$239K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$20.5M +$4.5M +155,861 +29%
Morgan Stanley
2
Morgan Stanley
New York
$11.6M -$2.73M -94,663 -19%
Bank of America
3
Bank of America
North Carolina
$7.52M +$1.15M +39,883 +19%
SAM
4
SignalPoint Asset Management
Missouri
$7.29M +$2.54M +88,177 +55%
LPL Financial
5
LPL Financial
California
$5.46M +$1.72M +59,634 +47%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.42M -$65.4K -2,267 -1%
AIM
7
Astor Investment Management
Illinois
$4.12M -$3.38M -117,039 -46%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$3.03M -$1.5M -52,099 -34%
BFA
9
Beaumont Financial Advisors
Massachusetts
$2.96M -$1.79M -61,982 -38%
UBS Group
10
UBS Group
Switzerland
$1.88M +$186K +6,463 +11%
RJA
11
Raymond James & Associates
Florida
$1.63M +$589K +20,426 +59%
Goldman Sachs
12
Goldman Sachs
New York
$1.51M +$30.2K +1,048 +2%
ACM
13
Aviance Capital Management
Florida
$1.41M -$1.5M -52,007 -52%
SI
14
Stephens Inc
Arkansas
$1.29M +$850K +29,469 +206%
HFS
15
HL Financial Services
Kentucky
$1.28M +$1.25M +43,320 New
MFS
16
MSI Financial Services
Massachusetts
$1.1M +$931K +32,269 +632%
Citadel Advisors
17
Citadel Advisors
Florida
$1.06M -$1.27M -44,185 -55%
UCFA
18
United Capital Financial Advisors
Texas
$1.04M +$69.6K +2,411 +7%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.03M +$861K +29,847 +596%
MM
20
Main Management
California
$884K
BFEC
21
Benjamin F. Edwards & Company
Missouri
$709K +$64.7K +2,243 +10%
Creative Planning
22
Creative Planning
Kansas
$707K +$692K +24,000 New
FIM
23
Freedom Investment Management
Connecticut
$647K +$261K +9,030 +70%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$617K +$29.4K +1,020 +5%
RPG
25
Risk Paradigm Group
Texas
$575K -$403K -13,977 -42%