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First Trust Industrials/Producer Durables AlphaDEX Fund

78 hedge funds and large institutions have $656M invested in First Trust Industrials/Producer Durables AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 36 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

733% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 3

177% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 13

150% more funds holding in top 10

Funds holding in top 10: 25 (+3)

112% more capital invested

Capital invested by funds: $310M → $656M (+$346M)

37% more funds holding

Funds holding: 5778 (+21)

12.75% more ownership

Funds ownership: 39.28%52.02% (+13%)

Holders
78
Holders Change
+21
Holders Change %
+36.84%
% of All Funds
2.24%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.14%
New
25
Increased
36
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$211M +$206M +6,911,689 New
Morgan Stanley
2
Morgan Stanley
New York
$70.9M +$10.6M +353,984 +18%
Bank of America
3
Bank of America
North Carolina
$57.7M +$20.1M +673,793 +55%
BTS
4
BB&T Securities
Virginia
$40.9M +$3.78M +126,717 +1,736%
Wells Fargo
5
Wells Fargo
California
$36.7M +$7.85M +263,159 +28%
PPA
6
Parametric Portfolio Associates
Washington
$29.1M +$28.5M +954,660 New
U
7
UBS
Switzerland
$24.1M -$1.75M -58,637 -7%
HA
8
Hays Advisory
Tennessee
$24M +$838K +28,094 +4%
BFA
9
Beaumont Financial Advisors
Massachusetts
$22.8M -$1.86M -62,472 -8%
LPL Financial
10
LPL Financial
California
$17M +$3.06M +102,486 +23%
RJA
11
Raymond James & Associates
Florida
$11.9M +$371K +12,430 +3%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$10.7M -$2.3M -76,992 -18%
FHA
13
First Horizon Advisors
Tennessee
$9.75M +$7.89M +264,591 +400%
PI
14
Placemark Investments
Illinois
$9.4M +$8.87M +297,544 +2,864%
Goldman Sachs
15
Goldman Sachs
New York
$9.15M -$10.7M -359,380 -55%
BUB
16
BBVA USA Bancshares
Texas
$8.79M +$416K +13,956 +5%
AIM
17
Astor Investment Management
Illinois
$7.3M +$6.35M +212,933 +803%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$6.69M +$3.9M +130,691 +148%
Stifel Financial
19
Stifel Financial
Missouri
$4.87M +$1.06M +35,580 +29%
HighTower Advisors
20
HighTower Advisors
Illinois
$3.62M -$203K -6,798 -5%
SAM
21
SignalPoint Asset Management
Missouri
$3.05M -$63.1K -2,118 -2%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$2.86M +$674K +22,596 +32%
IAS
23
IMA Advisory Services
Colorado
$2.67M -$43.5K -1,460 -2%
BRWM
24
B. Riley Wealth Management
Tennessee
$2.23M +$1.63M +54,778 +298%
WA
25
WESPAC Advisors
California
$2.06M -$699K -23,438 -26%