F-Squared Investment Management’s First Trust Industrials/Producer Durables AlphaDEX Fund FXR Stock Holding History

F-Squared Investment Management’s Portfolio FXR Stock Details FXR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-9,082,449	Closed	-$267M	–	39
2014 Q3	$267M	Buy	9,082,449 +2,170,760	+31%	+$65.6M	6.31%	3
2014 Q2	$211M	Buy	+6,911,689	New	+$206M	5.32%	10
2014 Q1	–	Sell	-5,171,881	Closed	-$147M	–	38
2013 Q4	$147M	Buy	5,171,881 +4,065,500	+367%	+$108M	4.96%	3
2013 Q3	$27.7M	Buy	+1,106,381	New	+$26.7M	3.77%	7

Other funds holding FXR

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BFA

Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

F-Squared Investment Management's FXR Position: Q4 2014 in Review

F-Squared Investment Management sold out of First Trust Industrials/Producer Durables AlphaDEX Fund (FXR) in Q4 2014, closing a stake of 9,082,449 shares — an estimated $267M sold.

F-Squared Investment Management first reported a position in FXR in Q3 2013 and held it in 4 quarters. The position peaked at $267M in Q3 2014. 72 funds tracked by Wall St. Rank hold FXR as of Q4 2014.

F-Squared Investment Management reported no remaining First Trust Industrials/Producer Durables AlphaDEX Fund position as of Q4 2014 after selling out during the quarter.
F-Squared Investment Management sold 9,082,449 First Trust Industrials/Producer Durables AlphaDEX Fund shares in Q4 2014, an estimated $267M.
F-Squared Investment Management first reported a position in First Trust Industrials/Producer Durables AlphaDEX Fund in Q3 2013 and held it in 4 quarters.
F-Squared Investment Management's First Trust Industrials/Producer Durables AlphaDEX Fund position peaked at $267M in Q3 2014.
72 funds tracked by Wall St. Rank held First Trust Industrials/Producer Durables AlphaDEX Fund as of Q4 2014.

Based on F-Squared Investment Management's 13F filing for Q4 2014, filed 13 Feb 2015.