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First Trust Industrials/Producer Durables AlphaDEX Fund

40 hedge funds and large institutions have $244M invested in First Trust Industrials/Producer Durables AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 4 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

525% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 4

141% more capital invested

Capital invested by funds: $101M → $244M (+$143M)

25.19% more ownership

Funds ownership: 55.58%80.77% (+25%)

5% less funds holding

Funds holding: 4240 (-2)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
40
Holders Change
-2
Holders Change %
-4.76%
% of All Funds
1.3%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
25
Reduced
4
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NA
1
Navellier & Associates
Nevada
$59.8M +$54M +2,233,352 +1,419%
FSIM
2
F-Squared Investment Management
Massachusetts
$27.7M +$26.7M +1,106,381 New
BTS
3
BB&T Securities
Virginia
$24.8M +$1.17M +48,260 +95%
Morgan Stanley
4
Morgan Stanley
New York
$21.9M +$951K +39,375 +5%
Wells Fargo
5
Wells Fargo
California
$19.4M +$2.11M +87,229 +13%
PPA
6
Parametric Portfolio Associates
Washington
$18.9M +$5.49M +227,399 +43%
Bank of America
7
Bank of America
North Carolina
$11.8M +$6.22M +257,263 +120%
BFA
8
Beaumont Financial Advisors
Massachusetts
$9.38M +$2.62M +108,393 +41%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.64M +$2.11M +87,241 +34%
U
10
UBS
Switzerland
$7.12M +$213K +8,829 +3%
LPL Financial
11
LPL Financial
California
$5.65M +$1.74M +72,126 +48%
PI
12
Placemark Investments
Illinois
$4.88M +$1.27M +52,379 +37%
SNC
13
Stifel Nicolaus & Co
Missouri
$3.39M -$277K -11,481 -8%
RJA
14
Raymond James & Associates
Florida
$2.88M +$1.16M +47,892 +71%
FA
15
FDx Advisors
Illinois
$2.82M +$610K +25,248 +29%
Goldman Sachs
16
Goldman Sachs
New York
$2.64M +$135K +5,573 +6%
JCM
17
Janney Capital Management
Pennsylvania
$1.97M +$600K +24,824 +46%
SAM
18
SignalPoint Asset Management
Missouri
$1.74M -$417K -17,266 -20%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$1.47M +$1.42M +58,588 New
JP Morgan Chase
20
JP Morgan Chase
New York
$1.34M +$109K +4,508 +9%
PFS
21
Prospera Financial Services
Texas
$1.08M +$18.5K +765 +2%
MM
22
Main Management
California
$751K
TT
23
Tower Trust
Indiana
$624K +$211K +8,731 +54%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$600K +$144K +5,960 +33%
VFS
25
VSR Financial Services
Kansas
$571K +$48.3K +1,999 +10%

FXR Hedge Fund Activity: Q3 2013 in Review

40 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Industrials/Producer Durables AlphaDEX Fund (FXR) for Q3 2013, worth a combined $244M — up 141% from $101M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FXR and 5 opened new positions — a net loss of 1 holder — while 4 trimmed existing stakes and 25 added.

The largest buyer was Navellier & Associates, adding an estimated $54M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.33M sold.

  • 40 institutional investors held First Trust Industrials/Producer Durables AlphaDEX Fund (FXR) as of Q3 2013, down from 42 in Q2 2013.
  • Funds reported $244M of First Trust Industrials/Producer Durables AlphaDEX Fund stock for Q3 2013, up 141% quarter-over-quarter.
  • 5 funds opened new First Trust Industrials/Producer Durables AlphaDEX Fund positions in Q3 2013 and 6 closed out, a net change of -1 holder.
  • The largest First Trust Industrials/Producer Durables AlphaDEX Fund buyer in Q3 2013 was Navellier & Associates, an estimated $54M added.
  • The largest First Trust Industrials/Producer Durables AlphaDEX Fund seller in Q3 2013 was Susquehanna International Group, an estimated $1.33M sold.

Based on aggregated 13F filings for Q3 2013.