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First Trust Industrials/Producer Durables AlphaDEX Fund

106 hedge funds and large institutions have $1.2B invested in First Trust Industrials/Producer Durables AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 39 increasing their positions, 35 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

420% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 5

23% more funds holding

Funds holding: 86106 (+20)

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

11% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 35

4% more capital invested

Capital invested by funds: $1.15B → $1.2B (+$47M)

1.57% less ownership

Funds ownership: 83.14%81.58% (-1.6%)

Holders
106
Holders Change
+20
Holders Change %
+23.26%
% of All Funds
2.64%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.15%
New
26
Increased
39
Reduced
35
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$564M -$36.2M -1,059,172 -6%
Morgan Stanley
2
Morgan Stanley
New York
$150M +$22M +645,023 +17%
Wells Fargo
3
Wells Fargo
California
$130M +$17.3M +507,946 +16%
Bank of America
4
Bank of America
North Carolina
$47.7M +$1.71M +50,061 +4%
UBS Group
5
UBS Group
Switzerland
$42.1M +$8.42M +246,683 +25%
RJA
6
Raymond James & Associates
Florida
$22.3M +$660K +19,328 +3%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$18.4M -$11.2M -329,125 -38%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$16M -$3.76M -110,053 -19%
HA
9
Hays Advisory
Tennessee
$14.4M +$14.3M +418,984 New
NC
10
NewSquare Capital
Pennsylvania
$14.3M -$414K -12,139 -3%
NA
11
Navellier & Associates
Nevada
$12.3M +$4.37M +128,028 +56%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$11.2M +$241K +7,063 +2%
Ameriprise
13
Ameriprise
Minnesota
$9.92M +$757K +22,164 +8%
LPL Financial
14
LPL Financial
California
$8.38M +$1.13M +33,116 +16%
HFS
15
HL Financial Services
Kentucky
$8.34M +$711K +20,841 +9%
Stifel Financial
16
Stifel Financial
Missouri
$7.79M +$4.52M +132,391 +140%
AIM
17
Astor Investment Management
Illinois
$7.53M +$1.47M +43,074 +24%
ODG
18
O'Dell Group
Ohio
$7.28M +$465K +13,616 +7%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$6.08M -$220K -6,445 -4%
SAM
20
Shamrock Asset Management
Texas
$5.76M -$701K -20,547 -11%
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$5.38M -$44.4K -1,302 -0.8%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$5.31M +$1.73M +50,749 +49%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$5.26M +$645K +18,896 +14%
IH
24
IFC Holdings
Florida
$4.61M +$1.18M +34,466 +34%
TFA
25
Transamerica Financial Advisors
Florida
$4.56M -$954K -27,942 -17%