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First Trust Industrials/Producer Durables AlphaDEX Fund

61 hedge funds and large institutions have $173M invested in First Trust Industrials/Producer Durables AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 31 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.23% less ownership

Funds ownership: 62.36%62.13% (-0.23%)

10% less funds holding

Funds holding: 6861 (-7)

36% less capital invested

Capital invested by funds: $273M → $173M (-$99.5M)

40% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 15

61% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 31

Holders
61
Holders Change
-7
Holders Change %
-10.29%
% of All Funds
1.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
12
Reduced
31
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35.6M -$12.1M -428,677 -24%
Wells Fargo
2
Wells Fargo
California
$28.5M -$1.48M -52,431 -5%
Bank of America
3
Bank of America
North Carolina
$23.1M -$10.3M -363,850 -29%
UBS Group
4
UBS Group
Switzerland
$13.4M -$446K -15,768 -3%
Goldman Sachs
5
Goldman Sachs
New York
$8.93M +$277K +9,788 +3%
AIM
6
Astor Investment Management
Illinois
$7.77M -$9.57M -338,014 -53%
LPL Financial
7
LPL Financial
California
$6.08M -$877K -30,976 -12%
CS
8
Credit Suisse
Switzerland
$5.21M -$2.35M -82,884 -29%
SAM
9
SignalPoint Asset Management
Missouri
$4.99M +$358K +12,649 +7%
RJA
10
Raymond James & Associates
Florida
$3.56M -$4.46M -157,439 -53%
JP Morgan Chase
11
JP Morgan Chase
New York
$3.29M +$179K +6,326 +5%
ACM
12
Aviance Capital Management
Florida
$3.11M +$3.41M +120,543 New
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$2.71M -$128K -4,523 -4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.68M -$656K -23,194 -18%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$2.65M -$5.92M -209,281 -67%
IAS
16
IMA Advisory Services
Colorado
$2.2M -$46.4K -1,640 -2%
HighTower Advisors
17
HighTower Advisors
Illinois
$2.14M -$1.2M -42,454 -34%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$2.13M +$1.55M +54,878 +199%
Jane Street
19
Jane Street
New York
$2.05M -$1.13M -40,043 -34%
Stifel Financial
20
Stifel Financial
Missouri
$1.1M +$12.9K +455 +1%
RIA
21
Regal Investment Advisors
Michigan
$970K -$85.9K -3,034 -7%
OC
22
Oppenheimer & Co
New York
$933K -$72.3K -2,555 -7%
FIM
23
Freedom Investment Management
Connecticut
$792K -$247K -8,745 -50%
MM
24
Main Management
California
$775K
Citigroup
25
Citigroup
New York
$755K -$139K -4,909 -14%