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First Trust Industrials/Producer Durables AlphaDEX Fund

145 hedge funds and large institutions have $1.44B invested in First Trust Industrials/Producer Durables AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 66 increasing their positions, 42 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 42

0.53% less ownership

Funds ownership: 83.63%83.09% (-0.53%)

4% less capital invested

Capital invested by funds: $1.5B → $1.44B (-$60.7M)

8% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 12

2% less funds holding

Funds holding: 148145 (-3)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
145
Holders Change
-3
Holders Change %
-2.03%
% of All Funds
2.54%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
11
Increased
66
Reduced
42
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$617M +$5.81M +97,693 +0.9%
Morgan Stanley
2
Morgan Stanley
New York
$155M +$6.28M +105,530 +4%
Wells Fargo
3
Wells Fargo
California
$148M +$5.41M +90,936 +4%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$51.7M +$3.98M +66,877 +8%
Bank of America
5
Bank of America
North Carolina
$41.1M -$135K -2,273 -0.3%
LPL Financial
6
LPL Financial
California
$34.4M +$5.19M +87,281 +17%
UBS Group
7
UBS Group
Switzerland
$30.5M -$1.99M -33,481 -6%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$30.2M -$567K -9,519 -2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$28.3M +$532K +8,947 +2%
NC
10
NewSquare Capital
Pennsylvania
$21.6M -$153K -2,574 -0.7%
RJA
11
Raymond James & Associates
Florida
$20.9M +$756K +12,697 +4%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$15.8M +$1.56M +26,181 +10%
Osaic Holdings
13
Osaic Holdings
Arizona
$14.8M +$885K +14,867 +6%
ODG
14
O'Dell Group
Ohio
$13.9M +$567K +9,520 +4%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$13.5M +$632K +10,622 +5%
NA
16
NewEdge Advisors
Louisiana
$12.4M +$717K +12,053 +6%
Truist Financial
17
Truist Financial
North Carolina
$11.1M +$1.24M +20,833 +12%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$10.7M +$3.42M +57,435 +44%
Citadel Advisors
19
Citadel Advisors
Florida
$9.62M +$7.93M +133,311 +386%
Stifel Financial
20
Stifel Financial
Missouri
$9M -$610K -10,257 -6%
ASN
21
Advisory Services Network
Georgia
$8.87M +$215K +3,616 +2%
NEIRG
22
New England Investment & Retirement Group
Massachusetts
$8.86M -$10.1M -170,370 -52%
BFEC
23
Benjamin F. Edwards & Company
Missouri
$8.31M +$44K +739 +0.5%
BRWA
24
B. Riley Wealth Advisors
Florida
$7.02M +$580K +9,749 +9%
NA
25
Navellier & Associates
Nevada
$6.97M -$248K -4,159 -3%

FXR Hedge Fund Activity: Q3 2021 in Review

145 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Industrials/Producer Durables AlphaDEX Fund (FXR) for Q3 2021, worth a combined $1.44B — down 4% from $1.5B a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FXR and 11 opened new positions — a net loss of 1 holder — while 42 trimmed existing stakes and 66 added.

The largest buyer was Citadel Advisors, adding an estimated $7.93M. The largest seller was Empowered Funds, exiting entirely with an estimated $12.1M sold.

  • 145 institutional investors held First Trust Industrials/Producer Durables AlphaDEX Fund (FXR) as of Q3 2021, down from 148 in Q2 2021.
  • Funds reported $1.44B of First Trust Industrials/Producer Durables AlphaDEX Fund stock for Q3 2021, down 4% quarter-over-quarter.
  • 11 funds opened new First Trust Industrials/Producer Durables AlphaDEX Fund positions in Q3 2021 and 12 closed out, a net change of -1 holder.
  • The largest First Trust Industrials/Producer Durables AlphaDEX Fund buyer in Q3 2021 was Citadel Advisors, an estimated $7.93M added.
  • The largest First Trust Industrials/Producer Durables AlphaDEX Fund seller in Q3 2021 was Empowered Funds, an estimated $12.1M sold.

Based on aggregated 13F filings for Q3 2021.