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First Trust Industrials/Producer Durables AlphaDEX Fund

87 hedge funds and large institutions have $188M invested in First Trust Industrials/Producer Durables AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 35 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% less funds holding

Funds holding: 9487 (-7)

8.26% less ownership

Funds ownership: 66.63%58.37% (-8.3%)

23% less capital invested

Capital invested by funds: $244M → $188M (-$56.2M)

38% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 16

43% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 35

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
87
Holders Change
-7
Holders Change %
-7.45%
% of All Funds
1.91%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
20
Reduced
35
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$42M -$4.12M -99,000 -9%
Morgan Stanley
2
Morgan Stanley
New York
$33.7M -$3.04M -73,030 -8%
UBS Group
3
UBS Group
Switzerland
$21.2M -$2.16M -51,806 -9%
Carson Wealth (CWM LLC)
4
Carson Wealth (CWM LLC)
Nebraska
$16.4M
LPL Financial
5
LPL Financial
California
$15.4M +$3.69M +88,642 +32%
Bank of America
6
Bank of America
North Carolina
$9.97M -$3.88M -93,213 -28%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$6.27M +$49.7K +1,195 +0.8%
RJA
8
Raymond James & Associates
Florida
$3M -$495K -11,884 -14%
HighTower Advisors
9
HighTower Advisors
Illinois
$2.86M -$60.9K -1,463 -2%
PFS
10
Prospera Financial Services
Texas
$2.41M +$150K +3,609 +7%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$2.33M +$8.74K +210 +0.4%
ACM
12
AlphaStar Capital Management
North Carolina
$2.22M +$1.56M +37,421 +238%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$2.15M +$1.6M +38,396 +293%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$1.64M -$16.4K -394 -1%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.38M +$319K +7,659 +30%
LFAS
16
Level Four Advisory Services
Texas
$1.35M -$9.57K -230 -0.7%
TRCT
17
Tower Research Capital (TRC)
New York
$1.31M +$290K +6,964 +29%
MM
18
Main Management
California
$1.25M
Jane Street
19
Jane Street
New York
$1.22M +$225K +5,414 +23%
Citadel Advisors
20
Citadel Advisors
Florida
$1.21M -$361K -8,684 -23%
IAA
21
Independent Advisor Alliance
North Carolina
$996K +$930K +22,345 New
CWM
22
Cornerstone Wealth Management
Missouri
$898K +$678K +16,289 +314%
Goldman Sachs
23
Goldman Sachs
New York
$874K -$2.83K -68 -0.3%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$853K +$66.1K +1,589 +8%
UCFA
25
United Capital Financial Advisors
Texas
$852K -$116K -2,783 -12%