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First Trust Industrials/Producer Durables AlphaDEX Fund

72 hedge funds and large institutions have $320M invested in First Trust Industrials/Producer Durables AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 25 increasing their positions, 28 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 15

3% less funds holding

Funds holding: 7472 (-2)

6.41% less ownership

Funds ownership: 60.17%53.76% (-6.4%)

11% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 28

57% less capital invested

Capital invested by funds: $736M → $320M (-$416M)

100% less funds holding in top 10

Funds holding in top 10: 50 (-5)

Holders
72
Holders Change
-2
Holders Change %
-2.7%
% of All Funds
1.92%
Holding in Top 10
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-100%
% of All Funds
New
14
Increased
25
Reduced
28
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$50.8M -$19.3M -650,413 -28%
Bank of America
2
Bank of America
North Carolina
$43.9M +$1.02M +34,252 +2%
Wells Fargo
3
Wells Fargo
California
$32.8M -$6.03M -203,362 -16%
BFA
4
Beaumont Financial Advisors
Massachusetts
$30.2M -$1.25M -41,990 -4%
UBS Group
5
UBS Group
Switzerland
$25.6M +$25.1M +844,918 New
Goldman Sachs
6
Goldman Sachs
New York
$18.5M +$8.98M +302,867 +99%
LPL Financial
7
LPL Financial
California
$15.1M +$754K +25,420 +5%
AIM
8
Astor Investment Management
Illinois
$13M +$3.07M +103,655 +32%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$12.3M +$1.54M +51,790 +15%
RJA
10
Raymond James & Associates
Florida
$11.2M -$1.2M -40,576 -10%
BUB
11
BBVA USA Bancshares
Texas
$7.85M -$886K -29,852 -10%
Stifel Financial
12
Stifel Financial
Missouri
$6.05M -$194K -6,553 -3%
BTS
13
BB&T Securities
Virginia
$5.4M -$3.99M -134,479 -88%
PI
14
Placemark Investments
Illinois
$3.75M -$8.69M -292,964 -70%
HighTower Advisors
15
HighTower Advisors
Illinois
$3.73M +$447K +15,069 +14%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$3.54M -$446K -15,037 -11%
SAM
17
SignalPoint Asset Management
Missouri
$3.1M +$25.9K +873 +0.9%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$2.75M -$5.41M -182,240 -67%
IAS
19
IMA Advisory Services
Colorado
$2.71M +$3.56K +120 +0.1%
VF
20
Virtu Financial
New York
$2.58M +$2.53M +85,243 New
RIA
21
Regal Investment Advisors
Michigan
$1.55M -$257K -8,665 -15%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$1.37M -$1.48M -49,880 -52%
JP Morgan Chase
23
JP Morgan Chase
New York
$1.37M +$20.9K +705 +2%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.27M +$333K +11,218 +37%
CS
25
Credit Suisse
Switzerland
$1.21M +$1.18M +39,892 New