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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.8B
AUM Growth
-$132M
(-6.8%)
Cap. Flow
-$153M
Cap. Flow
% of AUM
-8.48%
Top 10 Holdings %
Top 10 Hldgs %
15.39%
Holding
1,171
New
79
Increased
355
Reduced
545
Closed
170
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$8.49M |
| 2 |
ProShares Short S&P500
SH
|
+$8.35M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$6.03M |
| 4 |
Vanguard Total Stock Market ETF
VTI
|
+$4.86M |
| 5 |
AT&T
T
|
+$4.77M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.6M |
| 2 |
Realty Income
O
|
+$8.91M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.51M |
| 4 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.5M |
| 5 |
Accenture
ACN
|
+$6.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.27% |
| 2 | Healthcare | 6.35% |
| 3 | Financials | 5.87% |
| 4 | Communication Services | 5.34% |
| 5 | Industrials | 5.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ADT
726
DELISTED
ADT Corp
ADT
| $312K | 0.02% |
7,566
-18,545
| -71% | -$651K |
|
727
Kennametal
KMT
$2.68B
| $311K | 0.02% |
13,761
+1,909
| +16% | +$37.1K |
|
|
EEP
728
DELISTED
Enbridge Energy Partners
EEP
| $311K | 0.02% |
17,002
-3,090
| -15% | -$54.6K |
|
|
PX
729
DELISTED
Praxair Inc
PX
| $311K | 0.02% |
2,760
-123
| -4% | -$12.8K |
|
730
Microchip Technology
MCHP
$42.8B
| $309K | 0.02% |
+12,670
| New | +$282K |
|
|
TIER
731
DELISTED
TIER REIT, Inc.
TIER
| $309K | 0.02% |
23,178
+746
| +3% | +$10.5K |
|
732
Prologis
PLD
$138B
| $306K | 0.02% |
6,941
+1,744
| +34% | +$70K |
|
|
HES
733
DELISTED
Hess
HES
| $305K | 0.02% |
+5,949
| New | +$263K |
|
734
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
| $303K | 0.02% |
13,504
-33,494
| -71% | -$694K |
|
|
DSE
735
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
| $303K | 0.02% |
5,573
+788
| +16% | +$37.1K |
|
736
EOG Resources
EOG
$78B
| $302K | 0.02% |
4,127
-1,508
| -27% | -$104K |
|
|
AOD
737
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
| $300K | 0.02% |
39,957
-1,438
| -3% | -$10.2K |
|
738
First Trust Global Wind Energy ETF
FAN
$281M
| $300K | 0.02% |
25,724
-39
| -0.2% | -$419 |
|
739
Prospect Capital
PSEC
$1.06B
| $300K | 0.02% |
41,274
+5,761
| +16% | +$38.3K |
|
740
iShares Morningstar Small-Cap Growth ETF
ISCG
$960M
| $299K | 0.02% |
13,842
+498
| +4% | +$9.96K |
|
741
ProShares Ultra QQQ
QLD
$12.5B
| $299K | 0.02% |
65,024
-3,200
| -5% | -$13.4K |
|
742
WisdomTree Japan SmallCap Dividend Fund
DFJ
$385M
| $297K | 0.02% |
5,353
-920
| -15% | -$49K |
|
743
Range Resources
RRC
$9.11B
| $297K | 0.02% |
+9,252
| New | +$257K |
|
744
Equinor
EQNR
$95.9B
| $296K | 0.02% |
19,027
-1,815
| -9% | -$25.3K |
|
745
iShares US Pharmaceuticals ETF
IHE
$1.47B
| $296K | 0.02% |
6,435
-192
| -3% | -$8.98K |
|
746
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
| $296K | 0.02% |
11,556
-126
| -1% | -$2.98K |
|
747
Lazard
LAZ
$4.37B
| $296K | 0.02% |
7,657
+1,054
| +16% | +$37.8K |
|
748
Arrowhead Research
ARWR
$12.1B
| $294K | 0.02% |
61,000
-5,159
| -8% | -$21.8K |
|
749
NXP Semiconductors
NXPI
$68B
| $294K | 0.02% |
3,727
-11,530
| -76% | -$860K |
|
|
TNH
750
DELISTED
Terra Nitrogen
TNH
| $294K | 0.02% |
2,636
| – | – |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2016 Portfolio in Review
As of Q1 2016, First Allied Advisory Services held 1,171 positions worth $1.8B, down 6.8% from $1.93B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services withdrew a net $153M in Q1 2016, closing 170 positions and reducing 545 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $7.51M position sold in full.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Allied Advisory Services opened a new position in ProShares Short S&P500 worth $7.89M.
- First Allied Advisory Services's largest Q1 2016 buy was ProShares Short S&P500: 48,097 shares worth $7.89M.
- First Allied Advisory Services added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2016, an estimated $8.49M increase.
- First Allied Advisory Services's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $14.6M.
- First Allied Advisory Services fully exited iShares MSCI ACWI ETF in Q1 2016, selling an estimated $7.51M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.8B portfolio in Q1 2016.
- First Allied Advisory Services opened 79 new positions and closed 170 in Q1 2016.
- First Allied Advisory Services's portfolio value fell 6.8% quarter-over-quarter to $1.8B.
Based on First Allied Advisory Services's 13F filing for Q1 2016, filed 12 May 2016.