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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
| $9.38M | 0.37% |
111,848
-25,989
| -19% | -$2.19M |
|
52
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
| $9.23M | 0.37% |
126,684
+9,986
| +9% | +$715K |
|
53
iShares Russell 1000 Growth ETF
IWF
$123B
| $9.19M | 0.37% |
272,952
+8,212
| +3% | +$269K |
|
54
PepsiCo
PEP
$184B
| $9.12M | 0.36% |
75,968
-1,819
| -2% | -$208K |
|
55
iShares MSCI Emerging Markets ETF
EEM
$28.6B
| $9.1M | 0.36% |
193,079
-54,783
| -22% | -$2.53M |
|
56
First Trust Preferred Securities and Income ETF
FPE
$6.31B
| $9.09M | 0.36% |
454,212
+116,461
| +34% | +$2.34M |
|
57
3M
MMM
$87.5B
| $9.04M | 0.36% |
45,825
-4,852
| -10% | -$934K |
|
58
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
| $9.01M | 0.36% |
322,332
-20,655
| -6% | -$556K |
|
59
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
| $8.92M | 0.36% |
112,517
+1,775
| +2% | +$142K |
|
60
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
| $8.86M | 0.35% |
155,526
+1,534
| +1% | +$85.6K |
|
|
61
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$824M
| $8.76M | 0.35% |
358,669
+323,876
| +931% | +$7.67M |
|
62
iShares S&P 500 Value ETF
IVE
$48.5B
| $8.56M | 0.34% |
75,002
+4,506
| +6% | +$499K |
|
63
Vanguard High Dividend Yield ETF
VYM
$80.6B
| $8.53M | 0.34% |
99,394
+2,132
| +2% | +$178K |
|
64
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $8.5M | 0.34% |
223,386
-37,380
| -14% | -$1.44M |
|
|
PIV
65
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
| $8.44M | 0.34% |
277,257
+18,059
| +7% | +$550K |
|
66
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.67B
| $8.35M | 0.33% |
83,630
-6,463
| -7% | -$646K |
|
67
Vanguard FTSE Europe ETF
VGK
$29.8B
| $8.29M | 0.33% |
140,317
-10,463
| -7% | -$611K |
|
68
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $8.16M | 0.32% |
181,729
+11,081
| +6% | +$490K |
|
69
Walmart Inc
WMT
$863B
| $8.08M | 0.32% |
246,192
-1,599
| -0.6% | -$48.9K |
|
|
CELG
70
DELISTED
Celgene Corp
CELG
| $7.95M | 0.32% |
76,480
-5,504
| -7% | -$621K |
|
71
Altria Group
MO
$120B
| $7.95M | 0.32% |
111,771
-773
| -0.7% | -$51.8K |
|
|
GAP
72
The Gap Inc
GAP
$6.8B
| $7.72M | 0.31% |
225,389
-9,907
| -4% | -$295K |
|
73
LyondellBasell Industries
LYB
$19.9B
| $7.51M | 0.3% |
67,316
-1,161
| -2% | -$120K |
|
74
C.H. Robinson
CHRW
$24.2B
| $7.51M | 0.3% |
84,244
-3,141
| -4% | -$256K |
|
75
General Mills
GIS
$19B
| $7.47M | 0.3% |
125,132
+8,362
| +7% | +$452K |
|
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First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.